Etiology and Pathogenesis of Triple Negative Breast Cancer

  • Breast cancer is the most common cancer in women in the United States and worldwide:
    • It is estimated that there will be 287, 850 cases of breast cancer in women in the United States in 2022:
      • 15% of all new cancer cases
    • It is estimated that there will be 43, 250 deaths from breast cancer in the United States in 2022:
      • 7.1% of all cancer deaths
    • Globally, breast cancer accounts for:
      • At least 1.6 million new cases annually
  • Triple-negative breast cancers (TNBCs) are defined as:
    • Those that lack expression of the estrogen receptor (ER) and progesterone receptor (PR) and do not overexpress human epidermal growth factor 2 receptor (HER2) protein
      • If staining for ER receptor by immunohistochemistry (IHC):
        • Is less than 1%:
          • The tumor is ER negative
      • The same applies for PR
    • HER2 negativity is reported if:
      • Staining by IHC is 0 or 1+ or if IHC is 2+ (equivocal), HER2/CEP17 ratio is less than 2.0, and the HER2 copy number is less than 4 by in situ hybridization
  • Of all breast cancers:
    • 15% to 20% are of TNBC variety
  • The prevalence of TNBC is highest in:
    • Premenopausal African American women:
      • 39% of all African American women diagnosed with breast cancer have TNBC:
        • Compared with 15% of the same age group of non–African American women
      • It is estimated that African American women are threefold more likely to have TNBC than Caucasian women
      • Analysis of the US Surveillance, Epidemiology, and End Results database in 2010 showed that:
        • African American and Hispanic women were more likely to be diagnosed with TNBC than Caucasian women
  • Overall, TNBC is associated with a:
    • Poor prognosis and higher risk of distant recurrence and death:
      • Within the first 5 years after diagnosis compared with other subtypes
    • The peak risk of recurrence in TNBC:
      • Occurs within 3 years of diagnosis
  • TNBC is associated with a:
    • Shortened disease-free survival (DFS) and in the metastatic setting, a more aggressive clinical course
  • Visceral metastases are more common with TNBC than hormone receptor–positive tumors:
    • Common sites of metastasis include the:
      • Lung, liver, and brain
        • 15% of patients with TNBC develop brain metastases
  • The median survival of metastatic TNBC (mTNBC):
    • Is only 13 months
  • Radosa and colleagues:
    • Did not find young age to be an independent prognostic factor for outcome in TNBC
    • When comparing patients aged less than 40 years with those aged 40 years or older:
      • Age was not found to be independently associated with local recurrence, distant recurrence, DFS, or breast cancer–specific survival
  • Histologically, TNBCs are most often of:
    • Higher grade
    • Exhibit tumor necrosis
    • Have more frequent nodal metastases
  • The majority of TNBCs are of:
    • Invasive ductal breast cancer, no special type:
      • Characterized by:
        • High mitotic indices
        • Presence of central necrotic or fibrotic zones
        • Pushing borders
        • Conspicuous lymphatic infiltrate
        • Typical or atypical medullary features
    • However, TNBC can be heterogeneous, with a subset of TNBCs of lower grade, including those of the:
      • Secretory
      • Adenoid cystic
      • Acinic cell
      • Apocrine varieties
Photomicrograph of TNBC showing tumor infiltrating lymphocytes
Photomicrograph of TNBC showing high-grade nuclei, mitotic activity, basaloid morphology
Photomicrograph of TNBC showing central fibrotic focus
  • Perou and colleagues divided breast cancers into distinct subtypes by microarray analysis:
    • ER+ or luminal-like
    • Basal-like
    • Erb-B2+
    • Normal breast
  • The commercially available prediction analysis of microarray 50 (PAM50) assay by Prosigna® NanoString Technologies can be used to classify tumors into one of four subtypes:
    • Luminal A
    • Luminal B
    • HER2-enriched
    • Basal-like
  • TNBCs share many characteristics with basal-like cancers:
    • However, the terms are not synonymous
  • About 75% of TNBCs are classified as:
    • Basal-like based on PAM50 profiling
  • A recent analysis of 868 TNBCs showed that:
    • 86.1% basal-like
    • 9.1% HER2-enriched
    • 3.2% luminal B
    • 1.6% luminal A
  • Among TNBC patients:
    • Intrinsic subtype identified by PAM50 testing:
      • Has not been correlated with differences in clinical outcome
  • There is increasing evidence that not all TNBCs have the same behavior, and in fact:
    • TNBCs comprise a very heterogeneous group of tumors
  • Several emerging paradigms have attempted to define TNBC heterogeneity:
    • Groups from Vanderbilt, Baylor, and France have divided TNBC into subtypes based on K means clustering, non-negative matrix factorization, and fuzzy clustering, respectively
  • The subtypes identified by the Vanderbilt group (K means clustering) and possible mechanism of action of effective chemotherapy regimens based on subtype are shown in Table:
  • Researchers from Baylor (non-negative matrix factorization) and France (fuzzy clustering) also recognized the heterogeneity of TNBC; however, the subtypes they described differed from the Vanderbilt group as shown in Tables:
  • The Vanderbilt researchers have further refined their six original subtypes into four:
    • BL1
    • BL2
    • M
    • LAR
  • They recognized that the:
    • IM subtype reflected a high percentage of tumor-infiltrating lymphocytes
    • The MSL subtype higher tumor-associated stromal cell content
  • The value of identification of subtypes with differing behavior is in the potential for targeted therapy:
    • For example, 10% to 35% of TNBCs are androgen receptor (AR) positive
  • At the American Society of Clinical Oncology (ASCO) Annual Meeting in 2017, Quist and colleagues presented another classification schema for TNBC based on transcriptomic and genomic data – CONEXIC:
    • The CONEXIC four-gene decision tree classified TNBC into six subtypes:
      • The MC6 subtype was genomically unstable and immune activated:
        • This subtype appeared responsive to platinum chemotherapy
      • Other CONEXIC subtypes require further characterization
  • Although all the classification systems mentioned above provide an intriguing insight into the biology of TNBC, they have not yet transitioned from the research realm into practice to guide clinical decision-making
    • TNBCs that are AR negative have been termed quadruple-negative breast cancer (QNBC):
      • The presence or absence of luminal AR varies according to race:
        • With QNBC being more likely to be found in African American women than in Caucasian women

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Breast Cancer Epidemiology

  • Rate of New Cases and Deaths per 100,000:
    • The rate of new cases of female breast cancer was 128.3 per 100,000 women per year
    • The death rate was 19.9 per 100,000 women per year
    • These rates are age-adjusted and based on 2015 to 2019 cases and deaths
  • Lifetime Risk of Developing Cancer:
    • Approximately 12.9% of women will be diagnosed with female breast cancer at some point during their lifetime, based on 2017 to 2019 data
  • Prevalence of This Cancer:
    • In 2019, there were an estimated 3,771,795 women living with female breast cancer in the United States

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Tuberous Breast Deformity

The inferior pole of the right breast is underdeveloped; the entire left breast is severely hypoplastic. 
  • Tuberous breast deformity:
    • Is an abnormality in breast development that involves:
      • Constriction around the nipple areolar complex
      • Hypoplasia of the breast
      • Herniation of the underdeveloped breast tissue toward the nipple areolar complex 
    • The deformity can be:
      • Unilateral or bilateral
    • The appearance of the breast is variable, and a classification of the deformities has been proposed (see image)
  • The underlying breast parenchyma:
    • Can contain all forms of breast abnormalities, including:
      • Fibroadenomas
    • Breast symmetry concerns are best addressed by a surgeon who can address the tuberous breast abnormality:
      • Reconstructive techniques vary based on the degree of deformity but include:
        • Releasing the fibrous band that causes the constriction
        • Reduction in areolar size if desired
        • Glandular reconstruction, and implant placement
  • References:
    • Mandrekas A, Zambacos G. Aesthetic reconstruction of the tuberous breast deformity: a 10-year experience. Aesthet Surg J. 2010;30(5):680–692.
    • Aggarwal S, Niranjan N. Tuberous breast deformity: A modified technique for single-stage correction. Indian J Plast Surg. 2016;49(2):166–171.
    • von Heimburg DV, Exner K, Kruft S, Lemperle G. The tuberous breast deformity: classification and treatment. Br J Plast Surg. 1996;49(6):339-345.
Classification of tuberous breast deformities

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Poland Syndrome

  • Poland Syndrome:
    • Is a rare congenital malformation that includes:
      • Aplasia or hypoplasia of the chest wall
      • Hypoplasia of the breast parenchyma
      • And is associated with thoracic and upper extremity anomalies
    • Is a rare chest wall deformity consisting of:
      • Unilateral chest wall hypoplasia and unilateral upper limb deformity
    • There can be:
      • Absence or hypoplasia of the breast
      • Absent pectoralis major or minor muscle
      • Absent nipple
      • Absent costal cartilages
      • Rib abnormalities
      • Upper limb deformities including:
        • Syndactyly
        • Micromelia
        • Brachydactyly
    • This rare disease affects men three times more commonly than women
    • There is no increased risk of breast cancer with Poland syndrome:
      • Although there is an association with:
        • Hodgkins lymphoma and leukemia
    • Most cases are sporadic:
      • There is no inheritance pattern or known genetic cause:
        • Genetic testing or high-risk screening for breast cancer is not warranted
    • Poland syndrome is thought to occur due to:
      • A vascular malformation resulting in reduced blood flow during embryogenesis:
        • An interruption of the embryonic blood supply to the subclavian artery:
          • At the 6th week of embryonic development
    • The defects can be corrected surgically:
      • Repair can include:
        • Reconstruction of anaplastic ribs:
          • Using bone grafts or prosthetic mesh
        • Muscle flaps such as latissimus dorsi flap to correct muscle hypoplasia
        • Breast implants or autologous fat grafting for breast hypoplasia
  • References:
    • Kulkarni D, Dixon JM. Congenital abnormalities of the breast. Women’s Health. 2012;8(1):75–88.
    • Baldelli I, Santi P, Dova L, Cardoni G, Ciliberti R, Franchelli S, Merlo DF, et al. Body image disorders and surgical timing in patients affected by Poland Syndrome: data analysis of 58 case studies. Plast Reconstr Surg. 2016;137(4):1273-1282.
    • Fokin AA, Robicsek F. Poland’s syndrome revisited. Ann Thorac Surg. 2002:74(6),2218–2225.
    • Mojallal A, La Marca S, Shipkov C, Sinna R, Braye F. Poland Syndrome and breast tumor: a case report and review of the literature. Aesthet Surg J. 2012;32(1):77–83.

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Nipple Adenoma

  • Nipple adenoma:
    • Is an intraductal papilloma:
      • That arises within the terminal lactiferous ducts
  • Nipple adenomas are rare:
    • But usually present as a mass visualized on the nipple:
      • It can become ulcerated and caused bleeding
  • Nipple adenomas also can be associated with:
    • Nipple discharge
    • Pain
    • Loss of nipple tissue
      • Often confusing the diagnosis with Paget’s Disease or eczema
  • Topical steroids:
    • Are not recommended for the treatment of a nipple adenoma
  • Despite their benignity:
    • Complete surgical resection to a negative margin is recommended:
      • Because they can be associated with atypia or ductal carcinoma in situ
  • Nipple resection is not necessary:
    • If the adenoma can be removed with a negative surgical margin
  • Breast MRI is not indicated for the diagnosis of a nipple adenoma
  • References:
    • Stone K, Wheeler A. A review of anatomy, physiology, and benign pathology of the nipple. Ann SurgOncol. 2015;22(10):3236-3240.
    • Wang C, Wang X, Ma R. Diagnosis and surgical treatment of nipple adenoma. ANZ J Surg.2015;85(6):444-447.
    • Jones MW, Tavassoli FA. Coexistence of nipple duct adenoma and breast carcinoma: a clinicopathologic study of five cases and review of the literature. Mod Pathol. 1995;8(6):633–636.

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Intraductal Papilloma with Atypia

Intraductal Papilloma with Atypia

  • Although a solitary intraductal papilloma is benign:
    • When a papillary lesion with atypia is identified on core biopsy:
      • Surgical excisional biopsy is recommended to rule out an associated in situ or invasive cancer:
        • Studies have demonstrated an upstage rate of 22% to 67% when atypia is present:
          • But only 3%to 9% in the absence of atypia
  • MRI is available as an additional diagnostic tool:
    • A negative MRI would not obviate the need for excisional biopsy to exclude malignancy since it cannot reliably distinguish benign from malignant papillomas
  • A short-term follow-up could be considered appropriate:
    • For an intraductal papilloma without atypia on core biopsy if these findings are considered concordant with the clinical presentation
  • References:
    • Ahmadiyeh N, Stoleru MA, Raza S, Vester SC, Golshan M. Management of intraductal papilloma of the breast: an analysis of 129 cases and their outcome. Ann Surg Oncol. 2009;16(8):2264-2269.
    • Jaffer S, Nagi C, Bleiweiss IJ. Excision is indicated for intraductal papilloma of the breast diagnosed on core needle biopsy. Cancer. 2009;115(13):2837-2843.
    • Syndnor MK, Wilson JD, Hijaz TA, Massey HD, Shaw de Paredes ES. Underestimation of the presence of breast carcinoma in papillary lesions initially diagnosed at core-needle biopsy. Radiology. 2007;242(1):58-62.
    • McGhan LJ, Pockaj BA, Wasif N, Giurescu ME, McCullough AE, Gray RJ. Papillary lesions on core breast biopsy: excisional biopsy for all patients? Am Surg. 2013;79(12):1238-1242.
    • Holley SO, Appleton CM, Farria DM, Reichert VC, Warrick J, Allred DC, Monsees BS. Pathologic outcomes of nonmalignant papillary breast lesions diagnosed at imaging-guided core needle biopsy. Radiology. 2012;265(2):379-384.

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Modified PECS Block for Pain Control Following Mastectomy

  • The modified PECS block (PECS I and II):
    • Is a novel ultrasound-guided nerve block:
      • To target the medial pectoral nerve, lateral pectoral nerve, and lateral cutaneous branches of the intercostal nerves
  • Anatomic studies have shown significant variability in the location and branch distribution of the medial pectoral nerve:
    • While the lateral pectoral nerve reliably runs just lateral to the pectoral branch of the thoracoacromial artery between the pectoral major and pectoral minor muscles:
      • Offering a reliable target for ultrasound injection
  • References
    • Carstebsen LF, Jenstrup M, Lund J, Tranum-Jensen J. Pectoral block failure may be due to incomplete coverage of anatomical targets: a dissection Study. Reg Anesth Pain Med. 2018;43(8):844-848.
    • Woodworth GE, Ivie RM, Nelson SM, Walker CM, Maniker RB. Perioperative breast analgesia. Reg Anesth Pain Med. 2017;42(5):609-631.

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IV / Parental Acetominophen for Postoperative Analgesia

  • IV / parenteral administration of acetaminophen:
    • Achieves the fastest and highest elevation of plasma drug concentration:
      • Higher plasma levels:
        • Are associated with reports of:
          • Improved postoperative pain scores
          • Decreased opioid use
  • Although IV acetaminophen is more expensive than oral and rectal formulations:
    • These improved metrics are evidence that support the use of IV acetaminophen despite the price difference
  • IV / parenteral administration has the effects of:
    • Decreased hospital time to discharge
    • Decreased opioid-associated side effects including:
      • Ileus
      • Urinary retention
      • Nausea / vomiting
  • In addition to improved patient satisfaction scores:
    • These effects result in an overall cost savings to the healthcare system:
      • Justifying the use of IV acetaminophen as part of a multimodal analgesic approach in a carefully selected group of patients, including those at:
        • High risk of post-operative nausea and vomiting (PONV) and difficult-to-control pain
  • References:
    • Singla NK, Parulan C, Samson R, Hutchinson J, Bushnell R, Beja EG, Ang R, Royal MA. Plasma and cerebrospinal fluid pharmacokinetic parameters after single-dose administration of intravenous, oral, or rectal acetaminophen. Pain Pract. 2012 Sep;12(7):523-32.
    • Shaffer EE, Pham A, Woldman RL, Spiegelman A, STrassels SA, Wan GJ, et al. Estimating the effect of intravenous acetaminophen for postoperative pain management on length of stay and inpatient hospital costs. Adv Ther. 2017;33(12):2211–2228.

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Phyllodes Tumor (Cystosarcoma Phyllodes)

Once more commonly referred to as cystosarcoma phyllodes is a rare, predominantly benign tumor that occurs almost exclusively in the female breast

Grossly, the tumor displays characteristics of a large, malignant sarcoma, takes on a leaf like appearance when sectioned, and displays epithelial, cyst like spaces when viewed histologically.

The tumors can develop in people of any age; however, the median age is the fifth decade of life.

Phyllodes tumor is the most commonly occurring nonepithelial neoplasm of the breast, though it represents only about 1% of tumors in the breast.

It has a smooth, sharply demarcated texture and typically is freely movable. It is a relatively large tumor, with an average size of 5 cm (though lesions larger than 30 cm have been reported).

The etiology of phyllodes tumors is unknown.

Because of limited data, the relative percentages of benign and malignant phyllodes tumors are not well defined. Reports have suggested, however, that about 85% to 90% of phyllodes tumors are benign and that approximately 10% to 15% are malignant.

Although benign phyllodes tumors do not metastasize, they have a tendency to grow aggressively and can recur locally. 

Like other sarcomas, malignant phyllodes tumors metastasize hematogenously.

Unfortunately, the pathologic appearance of a phyllodes tumor does not always predict the neoplasm’s clinical behavior; in some cases, therefore, there is a degree of uncertainty about the lesion’s classification.

The characteristics of a malignant phyllodes tumor include the following :

  • Recurrent malignant tumors seem to be more aggressive than the original tumor
  • The lungs are the most common metastatic site:
    • Followed by the bone, heart, and liver
  • Symptoms of metastatic involvement can arise from:
    • As early as a few months to as late as 12 years after the initial therapy
  • Most patients with metastases die within 3 years of the initial treatment
  • No cures for systemic metastases exist
  • Roughly 30% of patients with malignant phyllodes tumors die of the disease

Summer
2019

Failed Encounter
2019

Movement
2018

Retratos
2017

Disappearance
2016

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Treatment of Obstructive or Substernal Goiter

• Goiter refers to:

• Abnormal growth of the thyroid gland

• Patients with longstanding goiters (cervical or substernal):

• May develop symptoms of obstruction due to:

• Progressive compression of the trachea or

• Sudden enlargement (usually accompanied by pain):

• Secondary to hemorrhage into a nodule

• The most common obstructive symptom is:

• Exertional dyspnea:

• Which is present in 30% to 60% of the cases:

• Usually occurs when the tracheal diameter:

• Is under 8 mm

• Substernal goiter:

• May be detected incidentally on chest radiograph or computed tomography (CT) scan or

• Found because of obstructive symptoms such as:

• Dyspnea, wheezing, or cough

• Anatomic Relationships:

• Enlarging thyroid lobes usually grow outward:

• Because of their location in the anterior neck in front of the trachea, covered only by thin muscles, subcutaneous tissue, and skin

• In patients with substantial enlargement of one lobe or asymmetric enlargement of both lobes:

• The trachea, esophagus, or blood vessels may be displaced or, less often, compressed

• Bilateral lobar enlargement:

• Especially if the goiter extends posterior to the trachea;

• May cause either:

• Compression or concentric narrowing of the trachea or

• Compression of the esophagus or jugular veins

• With some goiters, there is growth of one or both lobes through the thoracic inlet into the thoracic cavity;

• Which can result in obstruction of any of the structures in the inlet:

• Such goiters are referred to as substernal

• The goals of therapy:

• Once goiter is detected (on physical exam or incidentally during a radiologic procedure performed for other purposes):

• An evaluation is performed to assess:

• Thyroid function and to identify the underlying cause

• Presence of obstructive symptoms

• Presence of suspicious sonographic features in nodules within the goiter:

• These factors determine management

• For patients with obstructive goiter (cervical or substernal):

• The goal of management is to relieve the obstructive symptoms by resecting or ablating the thyroid gland

• For patients with asymptomatic substernal goiter:

• The goal is to prevent growth and subsequent development of obstructive symptoms

• Obstructive symptoms:

• Patients with obstructive symptoms from a cervical or substernal goiter:

• Require removal or ablation of the thyroid

• Once obstructive symptoms are present:

• There is risk of further thyroid growth and progressive tracheal compression:

• Which in some instances (eg, hemorrhage) may be rapid and fatal

• For the treatment of obstructive goiter:

• Surgery rather than radioiodine ablation is preferred:

• For patients with obstructive symptoms who are unable or unwilling to go undergo surgery:

• Radioiodine therapy is an alternative option:

• However, the reduction in thyroid volume with radioiodine is only moderate, and there are theoretical concerns that radioiodine could acutely worsen obstruction or a missed malignancy

• Most obstructive cervical or substernal goiters are benign:

• However, patients with nodules within a goiter that are malignant or suspicious for malignancy on fine-needle aspiration (FNA) biopsy require surgery

• Asymptomatic substernal goiter:

• The main treatment options for patients with asymptomatic substernal goiter are:

• Surgery or observation with monitoring:

• The choice of therapy depends upon the extent of substernal extension and patient characteristics:

• Someauthors suggest surgery for most patients with asymptomatic substernal goiters:

• That extend below the level of the brachiocephalic vein:

• However, this is an area of controversy, and other experts prefer to monitor such patients

• The arguments for removing a substernal goiter in a patient who has no obstructive symptoms include:

• Some goiters continue to enlarge and become more difficult to remove if obstructive symptoms do develop

• Suppressive therapy is relatively ineffective and is associated with significant morbidity in older patients

• Forty-two percent of patients with evidence of upper airway obstruction on flow-volume loops are asymptomatic

• As patients age, surgical complications are more common and severe

• The substernal component could contain a cancer that cannot be palpated or biopsied:

• Range of reported cancer risk 3% to 22%

• There is a small risk of hemorrhage into the goiter that could result in acute airway obstruction

• Observation rather than surgery is recommended by some authors for:

• Asymptomatic patients with normal flow-volume loops whose goiters end at the level of the brachiocephalic vein or higher:

• These patients are monitored with serial computed tomography (CT) scans:

• Initially after one year and, if stable, at increasing intervals (eg, two years later, then three years, then five years)

• Other asymptomatic patients with substernal goiter who may be followed with serial CT scans, rather than undergo surgery, include the following:

• Older patients who are poor operative candidates

• Patients without thyroid enlargement whose glands extend slightly substernally due to kyphosis

• Patients whose goiters extend only slightly substernally on a CT scan obtained without neck extension may not be substernal when the neck is extended:

• Their glands are also usually accessible for FNA biopsy if indicated

• Patients who, in retrospect, have serial CT scans showing long-term stability of a substernal goiter, especially if the inferior extent is above the level of the brachiocephalic vein:

• However, if growth is detected on serial CT scans;

• Surgery is recommended if possible, for these patients also

• Levothyroxine may have a limited role in patients with asymptomatic substernal goiters:

• In a randomized trial, thyroid-stimulating hormone (TSH)-suppressive doses of levothyroxine:

• Reduced goiter size in approximately two-thirds of patients with sporadic, multinodular goiters:

• However, most large goiters do not shrink sufficiently to alleviate symptoms, any reduction in size is not rapid, and levothyroxine is not effective in those patients who already have low serum TSH concentrations (ie, subclinical hyperthyroidism)

• Additionally, growth of the goiter may resume as soon as levothyroxine treatment is stopped

• For the treatment of obstructive goiter:

• Surgery rather than radioiodine is recommended

• In addition, patients with nodules within a goiter that are malignant or suspicious for malignancy on fine-needle aspiration (FNA) biopsy require surgery

• Some authors also suggest surgery for most patients with asymptomatic, substernal goiters:

• That extend below the level of the brachiocephalic vein:

• Assuming they are good surgical candidates

• Patients with substernal goiter should be referred to an experienced thyroid surgeon:

• As complication rates appear to be lower in high-volume centers

• Patients who may require sternotomy:

• Should be referred to an experienced thoracic surgeon

• Preoperative assessment:

• The initial evaluation of substernal goiter includes:

• Serum TSH;

• To evaluate for subclinical or overt hyperthyroidism

• Imaging studies (noncontrast computed tomography [CT] or magnetic resonance imaging [MRI]):

• To evaluate the extent of the goiter and its effect upon surrounding structures

• A flow-volume loop study:

• If there is uncertainty if the goiter is causing upper airway obstruction

• FNA biopsy if malignancy is suspected:

• Most nodules within goiters have benign thyroid aspirates

• The decision to proceed with surgery is usually made on:

• The basis of symptoms

• Anatomic studies

• The results of a flow-volume loop study

• Once the decision to proceed with surgery has been made, other preoperative assessment of substernal goiter should include:

• Laryngoscopy:

• To assess the tracheal lumen and vocal cord function

• If the patient is hyperthyroid and surgery is elective:

• An antithyroid drug and, if not contraindicated, a beta blocker should be given for several weeks before surgery:

• Patients with subclinical hyperthyroidism do not need to be prepared with an antithyroid drug

• Surgical approach:

• The majority of obstructive and substernal goiters can be excised through a standard cervical incision:

• While partial or complete sternotomy or even thoracotomy may be required in patients with:

• Previous cervical thyroidectomy

• Very large substernal goiters

• Invasive cancer

• In an Italian study of 19,662 patients undergoing total thyroidectomy at six centers, 1055 had substernal goiters and only 69 (6.5%) required sternotomy:

• Patients requiring sternotomy were more likely to have a malignancy: 36% compared with 22% of those excised through a cervical incision

• Similar results were noted in two single-center studies and in a systematic review

• Recurrent or ectopic goiter in addition to malignancy:

• Were associated with the need for sternotomy

• The extent of surgery for benign goiter:

• Depends upon the expertise of the surgeon

• The extent of the goiter

• Whether the patient has obstructive symptoms and signs

• Because of the risk of recurrent goiter:

• A total or near-total thyroidectomy should be performed unless during the procedure the surgeon feels that a less extensive operation is prudent because of an increased risk of recurrent laryngeal nerve injury or hypoparathyroidism due to anatomic considerations

• If a more limited operation is done, we suggest:

• Patients with large, relatively symmetric goiters:

• Should have a bilateral subtotal thyroidectomy

• Patients with asymmetric goiters:

• Should have a hemithyroidectomy on the more involved side and a subtotal thyroidectomy on the contralateral side

• If the patient already has vocal cord paralysis on the one side and the contralateral thyroid lobe is not very large:

• We suggest doing only a hemithyroidectomy and isthmusectomy

• In patients with chronic autoimmune thyroiditis who have concentric tracheal compression:

• Excision of the isthmus alone may be sufficient to alleviate the compression

• These fibrous glands may be difficult to dissect free from nerves and parathyroid glands, and more extensive surgery may result in complications

• Complications:

• The major complications of surgery for large goiters and substernal goiters are:

• Injury to the recurrent laryngeal nerves

• Trachea

• Parathyroid glands

• Surgery for substernal goiter appears to be associated with higher complication rates than surgery for cervical goiter:

• As illustrated by a statewide database of cervical (n = 32,777) and substernal thyroidectomies (n = 1153) performed between 1998 and 2004:

• Patients who underwent substernal thyroidectomy were more likely to be:

• Older

• Have a comorbid condition

• Be uninsured

• Be undergoing total thyroidectomy

• Have surgery at a low-volume center

• After adjusting for these variables:

• Patients undergoing substernal thyroidectomy were still at higher risk for the following:

• Recurrent laryngeal nerve injury (odds ratio [OR] 2.4, 95% CI 1.5-3.8)

• Postoperative bleeding (OR 1.9, 95% CI 1.2-2.9)

• Deep venous thrombosis (OR 5.9, 95% CI 2.4-15.2)

• Respiratory failure (OR 4.2, 95% CI 2.8-6.2)

• Red blood cell transfusion (OR 5.7, 95% CI 3.8-8.5)

• Mortality (OR 8.3, 95% CI 4.2-16.3)

• In the same database, complication rates were significantly lower at hospitals that performed a high volume of substernal thyroidectomies

• Of note, this study did not report how many patients with substernal goiter required sternotomy, a procedure that may be associated with higher surgical complication rates

• In the Italian study of 1055 patients with substernal goiter, 69 patients who required a sternotomy were compared with 986 patients whose goiters were excised through a cervical incision:

• Only phrenic nerve palsy was more common in the sternotomy group

• In a study from the National Surgical Quality Improvement Program database of 2716 patients with substernal goiter:

• The 14% who required a sternal split or transthoracic approach had a higher incidence of unplanned intubation (OR 2.70, 95% CI 1.17-6.25) and bleeding (OR 5.56, 95% CI 2.38-13.0); a higher incidence of death (1.9 versus 0.3%) was not statistically significant

• Together, these studies suggest that surgery for substernal goiter (using a cervical approach or sternotomy):

• Is associated with higher complication rates than surgery for cervical goiter

• Recurrent laryngeal nerve injury:

• Transient recurrent laryngeal nerve injury has been reported to occur in 2% to 9% of patients undergoing surgery for substernal goiter

• Permanent nerve injury occurs less commonly:

• 0 and 0.03% in the two largest studies [6,18] and 3% in two other reports

• Patients with bilateral nerve injury and therefore bilateral vocal cord paralysis require tracheostomy to provide an adequate airway

• Hypocalcemia:

• Hypocalcemia due to hypoparathyroidism:

• Is the most frequent complication of near-total thyroidectomy

• Is more common when the goiter is extensive and anatomic landmarks are displaced and obscured

• Hypocalcemia may be transient or permanent:

• Transient hypoparathyroidism occurred in 12 of 170 patients (7%) in one series

• Current requirements for short hospital stays argue for early treatment of hypocalcemia

• Tracheomalacia:

• In patients who have tracheomalacia due to pressure-induced destruction of tracheal rings by the goiter:

• The airway may collapse during the postoperative period

• In one study, 10% of patients could not be immediately extubated, although all were successfully extubated by 10 days:

• These patients were older, had larger goiters, and were more likely to have tracheal compression

• If recognized at the time of surgery:

• Tracheomalacia may in some cases be treated by partial tracheal resection and reconstruction:

• Otherwise, tracheostomy is necessary

• In a systematic review, the presence of a substernal goiter for more than five years causing tracheal compression:

• Was a risk factor for tracheomalacia and tracheostomy:

• However, in this review, tracheomalacia was an infrequent occurrence (3%):

• Was managed without tracheostomy in approximately 50% of cases

• Levothyroxine after surgery:

• Patients who undergo total thyroidectomy for benign disease:

• Should start a replacement dose of levothyroxine daily at an approximate dose of 1.6 mcg/kg body weight

• Patients over 65 years should be started at a 10% to 15% lower dose

• Serum TSH should be tested approximately six weeks after starting the replacement therapy

• The TSH should be kept in a normal range

• Treatment with higher doses of levothyroxine to suppress serum TSH:

• To prevent goiter recurrence in patients who have already had surgery for obstructive goiter (versus no thyroid hormone therapy or replacement therapy if needed to normalize the serum TSH concentration) is controversial:

• In one study with 10 years of follow-up, the recurrence rate was lower in the patients treated with levothyroxine (5% versus 42% in the untreated group had recurrent goiter):

• However, this benefit was not confirmed in a report with 30 years of follow-up:

• The recurrence rates were similar (41% and 45%) in treated and untreated patients

• Poor operative candidates:

• For patients with obstructive symptoms who are unable or unwilling to undergo surgery:

• Radioiodine therapy is an alternative option:

• Radioiodine is a reasonable option for patients who cannot or do not want to undergo surgery:

• Particularly if the substernal or obstructive goitrous tissue is functional on thyroid radionuclide imaging

• In patients with nonobstructive multinodular goiter:

• Radioiodine therapy results in goiter volume reductions:

• In the range of 30% to 60%

• Pretreatment with recombinant human thyroid-stimulating hormone (rhTSH, thyrotropin alfa):

• Allows treatment with lower doses of radioiodine for thyroid volume reduction:

• But may result in development of mild hyperthyroidism and transient goiter enlargement, or rarely induce Graves’ disease

• Methimazole may also be used to increase the radioiodine uptake and reduce the dose needed to reduce thyroid volume

• Results of radioiodine therapy for obstructive goiter include the following:

• In one series of 14 patients with large multinodular goiters, eight of whom had respiratory symptoms and eight of whom had substernal extension:

• All improved after treatment with 200 to 400 microcuries/g of radioiodine, and no patient had an acute exacerbation of obstructive symptoms

• Similar improvements in obstructive symptoms were seen in a series of 19 older patients treated with 100 microcuries/g tissue (average total dose 70 millicuries):

• Goiter volume decreased by 40%

• Volume reduction of the cervical and substernal components is similar (30%)

• Despite the reasonable results with radioiodine, surgery is still the treatment of choice because of concerns that radiation thyroiditis might result in worsening of airway obstruction and the need to rule out the diagnosis of carcinoma if the goiter is mostly substernal

• Recombinant human TSH:

• Similar to results seen with smaller multinodular goiters:

• The addition of rhTSH to radioiodine in patients with obstructive goiters:

• Results in a greater reduction in thyroid volume than radioiodine alone:

• However, rhTSH is not currently US Food and Drug Administration (FDA) approved for this indication, and it is not recommended, pending additional clinical trials demonstrating safety and efficacy

• Methimazole;

• Pretreatment of nontoxic nodular goiter with methimazole has also been used to increase the radioiodine uptake and reduce radioiodine dose or frequency of repeat radioiodine treatment:

• This is not currently an FDA-approved indication for this drug, but unlike rhTSH, it does not cause hyperthyroidism (it might cause transient hypothyroidism):

• The use methimazole to increase the radioiodine uptake in select patients with low radioiodine uptake who prefer radioiodine over surgery or who are poor surgical candidates is an option

SUMMARY AND RECOMMENDATIONS

• The most common symptom in patients with obstructive cervical or substernal goiter is:

• Exertional dyspnea:

• Which is present in 30% to 60% of cases:

• This symptom usually occurs when the tracheal diameter is under 8 mm

• Bilateral thyroid lobe enlargement:

• Especially if the goiter extends posterior to the trachea:

• May cause either:

• Compression or concentric narrowing of the trachea or

• Compression of the esophagus or jugular veins

• With some goiters, there is growth of one or both lobes through the thoracic inlet into the thoracic cavity:

• Which can result in obstruction of any of the structures in the inlet:

• Such goiters are referred to as substernal

• Patients with obstructive symptoms from a cervical or substernal goiter:

• Require removal or ablation of the thyroid

• For patients with obstructive goiter:

• The recommendation is surgery rather than radioiodine

• The reduction in thyroid volume with radioiodine is only moderate, and there are theoretical concerns that radioiodine could acutely worsen obstruction or a missed malignancy:

• However, radioiodine therapy is an option for patients with obstructive symptoms who are poor surgical candidates

• For asymptomatic patients with normal flow-volume loops whose goiters end at the level of the brachiocephalic vein or higher:

• Observation rather than surgery

• Monitoring of such patients with serial computed tomography (CT) scans:

• Initially after one year and, if stable, at increasing intervals (eg, two years later, then three years, then five years)

• Recommendations for asymptomatic patients with goiters that extend below the level of the brachiocephalic vein are controversial:

• Some authors suggests surgical excision for most patients:

• Except older patients and those who are poor operative candidates

• Other experts suggest observation of asymptomatic patients

• All patients requiring surgery for substernal goiter:

• Should be referred to experienced thyroid surgeons in high-volume centers to minimize complication rates

• For most patients undergoing surgery:

• A total or near-total thyroidectomy, rather than subtotal thyroidectomy, to minimize the risk of recurrent goiter

• Patients who undergo total thyroidectomy for benign disease:

• Should start a replacement dose of levothyroxine daily at an approximate dose of 1.6 mcg/kg body weight:

• Patients over 65 years should be started at a 10% to 15% lower dose

• Its is usually not recommend to prescribe suppressive doses of levothyroxine to prevent recurrence:

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