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Frequency and Therapeutic Implications of “Skip Metastases” in the Neck from Squamous Cell Carcinoma of the Oral Tongue

Byers RM, Weber RS, Andrews T, McGill D, Kare R, Wolf P. Frequency and therapeutic implications of “skip metastases” in the neck from squamous carcinoma of the oral tongue. Head Neck. 1997 Jan;19(1):14-9. doi: 10.1002/(sici)1097-0347(199701)19:1<14::aid-hed3>3.0.co;2-y. PMID: 9030939.

  • Background: 
    • Supraomohyoid neck dissection (Levels I, II, III):
    • Is an adequate operation for the elective treatment of the neck for patients with oral cavity cancer
  • Squamous cell carcinoma of the oral tongue:
    • Metastasize to clinically negative nodes:
      • In 20% to 30% of patients:
        • These nodes usually are located in:
          • Levels I to III
  • Methods:
    • The medical records of 277 previously untreated patients with squamous cell carcinoma of the oral tongue were reviewed between the years 1970 and 1990
    • All patients had a glossectomy and neck dissection as part of their initial treatment
    • Patients were evaluated as to the findings in their neck
    • The following group of patients were included:
      • Patients who had level III nodes positive, without disease in levels I and II
      • Patients with disease in level IV
      • Patients with disease in level IIB or IIIB
      • Patients who were electively dissected and whose neck did not demonstrate any pathologically involved nodes:
        • But level IV was not included in the dissection and the patient subsequently developed pathologically positive nodes in level IV
  • Results: 
    • Of all patients:
      • 15.8% had either level IV metastasis as the only manifestation of disease in the neck or the level III node was the only node present without disease in level I to II
  • Conclusion: 
    • The usual supraomohyoid neck dissection is inadequate for a complete pathologic evaluation of all the nodes at risk for patients with squamous carcinoma of the oral tongue
    • This may create a dilemma in determining whether postoperative radiotherapy is necessary
    • Consequently, all patients with squamous cell carcinoma of the oral tongue should have levels I to IV nodes (Extended Supraomohyoid Neck Dissection) removed:
      • If an elective neck dissection is part of their initial therapy

Perrier ND et al. — A Novel Nomenclature to Classify Parathyroid Adenomas

  • A novel nomenclature to classify parathyroid adenomas:
    • World Journal of Surgery. 2009;33(3):412–416
  • Background and Rationale:
    • Traditional descriptions of parathyroid adenomas (e.g., “left inferior,” “ectopic”):
      • Are inconsistent and often imprecise:
        • Particularly in reoperative surgery or when imaging is discordant
    • Problem:
      • Variable embryologic descent → unpredictable locations
      • Poor communication between surgeons, radiologists, and endocrinologists
      • Difficulty standardizing outcomes and reporting
    • Goal of Perrier et al:
      • Develop a standardized, anatomically reproducible nomenclature based on predictable embryologic migration patterns
  • Embryologic Basis (Core Concept)
https://embryology.oit.duke.edu/craniofacial/craniofacial_clip_image002_0004.png
https://embryology.med.unsw.edu.au/embryology/images/thumb/a/a7/Boyd1950_fig02.jpg/600px-Boyd1950_fig02.jpg
https://www.optecoto.com/cms/10.1016/j.otot.2016.06.003/asset/ec23b67c-02c6-441d-9917-db1be560ffdb/main.assets/gr2_lrg.jpg
  • During the fifth to sixth week of intrauterine development:
    • The embryonic pharynx is marked:
      • Externally by:
        • Four branchial clefts of ectoderm origin
      • Internally by:
        • Five branchial pouches of endoderm origin
    • The branchial apparatus is made up by:
      • The branchial clefts and branchial pouches:
        • Together with the branchial arches of mesoderm origin:
          • Found in between them
    • This apparatus undergoes normal involution:
      • Leaving behind some derivatives which include the:
        • Thyroid gland, parathyroid glands, thymus, ultimobranchial body, Eustachian tube, middle ear, and external auditory canal
  • The parathyroid glands:
    • Develop as epithelial thickenings of the dorsal endoderm of the:
      • Third and fourth branchial pouches
    • The superior parathyroid glands:
      • Are derived from the fourth branchial pouch:
        • Which also gives rise to the ultimobranchial bodies:
          • The ventral aspect of these pouches is believed to fuse with the rudimentary fifth branchial pouches:
            • To from the ultimobranchial bodies
      • The superior parathyroid glands follow the migration of the ultimobranchial bodies:
        • Which descend a relative limited path toward the lateral thyroid region:
          • Ultimately giving rise to the parafollicular cells of the thyroid
        • The superior parathyroid glands separate from the ultimobranchial bodies:
          • As the median and lateral thyroid anlages fuse and incorporate the ultimobranchial bodies:
            • This separation event determines the final anatomic position of the superior parathyroid glands relative to the thyroid (Type A gland)
    • The inferior parathyroid glands:
      • Are derived from the third branchial pouch:
        • Along with the thymus (derived from the ventral aspect of the third branchial pouch)
  • The parathyroid glands:
    • Remain intimately connected with their respective branchial pouch derivatives
  • The normal anatomic location of the superior parathyroid glands:
    • Is more constant than the inferior parathyroid glands:
      • With 80% of the superior glands being found near the posterior aspect of the thyroid gland:
        • At the junction of the upper and middle portion of the thyroid lobes:
          • At the level of the cricoid cartilage (each gland with its own capsule of connective tissue):
            • Type A gland
    • Roughly one percent  (1%) of the superior parathyroid glands:
      • May be found in the paraesophageal or retroesophageal space, retrolaryngeal space, high lateral pharyngeal, and carotid shealth locations
        • Type B glands:
          • Behind the thyroid parenchyma:
            • Type B glands are exophytic to the thyroid parenchyma:
              • Lie in the tracheoesophageal groove
        • Type C glands:
          • Caudal to the thyroid parenchyma, in the tracheoesophageal groove
          • A type C gland is more inferior than a type B gland on lateral images and located inferior to the inferior pole of the thyroid (closer to the clavicle).
    • Enlarged superior glands:
      • May descend in the tracheoesophageal groove and come to lie below the inferior parathyroid glands (Type C gland)
    • Truly ectopic superior parathyroid glands:
      • Are extremely rare:
        • But may be localized to the middle or posterior mediastinum or in the aortopulmonary window 
  • During intrauterine development:
    • The thymus and the inferior parathyroid glands:
      • Migrate caudally in the neck
    • The most common location for the inferior parathyroid glands:
      • Is within 1 cm from a point centered where the inferior thyroid artery and the recurrent laryngeal nerve (RLN) cross
    • In roughly 50% of the cases:
      • The inferior parathyroid gland is located at the level of the inferior thyroid lobe:
        • Anterior of the posterolateral surface:
          • Type E:
            • Located in the external aspect of the inferior pole of the thyroid
            • A type E gland is in a location that is more superficial in an anterior-posterior plane than the recurrent laryngeal nerve
            • It is the easiest to resect
    • Approximately 15% to 50% of the inferior glands:
      • Are found in the thyrothymic ligament or the thymus
    • The inferior parathyroid gland is typically situated within a pocket of thymic derived fatty tissue:
      • But may be closely adherent to the thyroid capsule
    • The position of the inferior parathyroid glands:
      • However, tends to be more variable due to their longer migratory route:
        • Undescended inferior glands may be found near the:
          • Skull base, angle of the mandible, or above the superior parathyroid glands:
            • Along with an undescended thymus
    • The frequency of intrathyroidal glands:
      • Is approximately 2% 
  • Superior parathyroid glands (4th branchial pouch):
    • Short migration
    • More constant location
    • Posterior to RLN, near cricothyroid joint
  • Inferior glands (3rd branchial pouch):
    • Long migration with thymus
    • Highly variable
    • Can be anywhere from angle of mandible → mediastinum
  • The classification is built on this predictable vs variable descent pattern

The Perrier Classification System

The authors propose categorizing adenomas based on their relationship to key anatomic landmarks, especially:

  • Thyroid gland
  • Recurrent laryngeal nerve (RLN)
  • Thymus
  • Carotid sheath

📍 Four Main Categories

Type A — Orthotopic (Normal Position)

https://www.endocrinesurgery.net.au/storage/parathyroid/parathyroidanatomy1ws.jpg?__SQUARESPACE_CACHEVERSION=1720768604403
https://www.researchgate.net/publication/378304791/figure/fig1/AS%3A11431281224612675%401708344650816/Schematic-of-orthotopic-and-ectopic-parathyroid-glands-with-ectopic-parathyroid-adenomas.png
https://media.springernature.com/full/springer-static/image/art%3A10.1038%2Fs41598-019-52189-3/MediaObjects/41598_2019_52189_Fig1_HTML.png
  • Located in expected anatomical position
  • Adjacent to thyroid gland
  • Most common

👉 Clinical relevance:

  • Ideal for minimally invasive parathyroidectomy (MIP)
  • High concordance with sestamibi + ultrasound

Type B — Ectopic but Cervical

https://www.researchgate.net/publication/378304791/figure/fig1/AS%3A11431281224612675%401708344650816/Schematic-of-orthotopic-and-ectopic-parathyroid-glands-with-ectopic-parathyroid-adenomas.png
https://journals.sagepub.com/cms/10.1177/01455613221101934/asset/a0f447ec-ee02-43b1-949b-a1a414fdeb76/assets/images/large/10.1177_01455613221101934-fig2.jpg
https://ars.els-cdn.com/content/image/1-s2.0-S2214624520300101-gr1.jpg

Includes:

  • Retroesophageal
  • Carotid sheath
  • Intrathyroidal
  • High cervical (undescended)

👉 Key point: Still in the neck but outside usual location

👉 Surgical implication:

  • May require focused but modified approach
  • Intrathyroidal → partial thyroid resection

Type C — Thymic / Thyrothymic

https://ars.els-cdn.com/content/image/1-s2.0-S003960600600729X-gr1.jpg
https://www.researchgate.net/publication/331099256/figure/fig1/AS%3A960134104772608%401605925217238/Anatomical-relationships-of-parathyroid-gland.jpg
https://www.researchgate.net/publication/8646244/figure/fig1/AS%3A601613957857290%401520447353401/CT-evidence-of-Mediastinal-Parathyroid-Adenoma-arrow.png
  • Along thymic descent pathway
  • Thyrothymic ligament
  • Within cervical thymus or upper mediastinum

👉 Most common ectopic site for inferior glands

👉 Surgical implication:

  • Cervical thymectomy often required
  • Important in failed initial exploration

Type D — Mediastinal

https://ars.els-cdn.com/content/image/1-s2.0-S1930043316303478-gr2.jpg
https://onlinelibrary.wiley.com/cms/asset/4e6fa7c2-9cad-4357-933b-26376b9a14fa/wjsbf03051-fig-0002-m.jpg
https://www.parathyroid.com/images/newsest.jpg
  • Below thoracic inlet
  • Aortopulmonary window, pericardium, deep thymus

👉 Rare but critical

👉 Surgical implication:

  • May require:
    • VATS
    • Sternotomy
    • Interventional radiology localization

📊 Key Findings from Perrier et al.

  • Majority of adenomas are Type A (orthotopic)
  • Ectopic locations (Types B to D) account for:
    • ~15% to 20% of cases
  • Inferior glands → disproportionately represented in ectopic group

👉 The classification correlates strongly with:

  • Embryology
  • Preoperative imaging success
  • Surgical difficulty

🎯 Clinical Impact

1. Improves Communication

  • Standard language across:
    • Surgeons
    • Radiologists
    • Endocrinologists

2. Enhances Preoperative Planning

  • Predicts:
    • Likelihood of MIP vs BNE
    • Need for extended exploration

3. Reduces Failed Explorations

  • Particularly valuable in:
    • Reoperative cases
    • Discordant imaging

4. Facilitates Research Standardization

  • Enables:
    • Comparable outcome reporting
    • Better stratification in studies

🧠 Surgical Algorithm Integration

Imaging ResultLikely TypeStrategy
Concordant US + SestamibiType AFocused MIP
Discordant imagingType B / CExtended cervical exploration
Negative imagingType C / DConsider 4D-CT, PET, BNE
Prior failed surgeryAny (often B to D)Systematic re-exploration

⚠️ Limitations of the Study

  • Retrospective classification
  • Single-institution experience (MD Anderson)
  • No direct comparison with alternative systems
  • Does not incorporate modern imaging (e.g., 4D-CT, PET)

📚 Key References

  1. Perrier ND et al. World J Surg. 2009;33:412–416
  2. Akerström G et al. Anatomy and embryology of parathyroid glandsWorld J Surg. 1984
  3. Wang C. Parathyroid gland location study (645 cases)Ann Surg. 1976
  4. Kunstman JW et al. Parathyroid localization techniquesJ Surg Oncol. 2013
  5. Cheung K et al. 4D-CT in parathyroid localizationRadiology. 2012

💡 Take-Home Messages (Chairman-Level)

  • This classification is simple, reproducible, and embryology-driven
  • Helps predict surgical complexity before incision
  • Particularly powerful in:
    • Reoperative parathyroid surgery
    • Ectopic gland localization
  • Should be integrated into:
    • Operative reports
    • Radiology reporting
    • Multidisciplinary discussions

Neoadjuvant Immunotherapy and Chemoimmunotherapy Regimens in Head and Neck Cancer: A Systematic Review and Meta-Analysis

Here is an expanded summary of Baratz et al., “Neoadjuvant Immunotherapy and Chemoimmunotherapy Regimens in Head and Neck Cancer: A Systematic Review and Meta-Analysis,” published online in JAMA Otolaryngology–Head & Neck Surgery on March 12, 2026

  • Why this paper matters:
    • Neoadjuvant immunotherapy in resectable HNSCC:
      • Has been attractive because:
        • It may treat micrometastatic disease early
        • Exploit the intact tumor-immune microenvironment before surgery
        • It may potentially improve pathologic response without delaying definitive treatment
      • What has been unclear is whether immunotherapy alone or chemoimmunotherapy is more effective
    • This meta-analysis addresses that question by pooling the available prospective data in resectable, treatment-naive HNSCC
  • Objective:
    • The investigators aimed to:
      • Summarize the efficacy of neoadjuvant chemoimmunotherapy in HNSCC
      • Compare outcomes of chemoimmunotherapy vs immunotherapy alone:
        • Before definitive surgery in locoregionally advanced resectable HNSCC
  • Methods:
    • This was a librarian-led systematic review and meta-analysis performed according to PRISMA methodology
    • The authors searched MEDLINE, EMBASE, Cochrane Central, Cochrane Database of Systematic Reviews, and Scopus from database inception through October 2024
    • They included prospective interventional trials in resectable, treatment-naive HNSCC that had completed accrual and reported pathologic response and / or RECIST response data
    • Two investigators independently performed study screening and extraction
    • The main outcomes were:
      • Major pathologic response (MPR)
      • Complete pathologic response (CPR)
      • Complete radiographic response (CR):
        • By RECIST 1.1
    • Secondary outcomes included:
      • 1-year overall survival
      • Toxicity
    • The pooled analysis used a binary random-effects model, with heterogeneity reported as I² 
    • Study population:
      • The meta-analysis included 23 studies with a total of 751 patients. Of these:
        • 357 patients (47%) received chemoimmunotherapy
        • 102 patients (14%) received dual-agent immunotherapy
        • 292 patients (39%) received single-agent immunotherapy 
      • The pooled cohort was predominantly male (77%) with an age range of 27 to 87 years 
  • Main findings:
    • Pathologic response:
      • Strongly favored chemoimmunotherapy
    • The most important finding was:
      • The marked gradient in pathologic response across regimens:
        • Pooled MPR + CPR rates were:
          • 66% for chemoimmunotherapy 95% CI 58%-73%
          • 18% for dual-agent immunotherapy 95% CI 6%–29%
          • 6% for single-agent immunotherapy 95% CI 3%–9% 
    • This is the key take-home point:
      • Adding chemotherapy to immunotherapy:
        • Was associated with substantially higher pathologic response rates than immunotherapy alone
      • Clinically, this matters because in head and neck cancer:
        • Pathologic response has increasingly been explored as an early signal of antitumor activity and a possible surrogate for longer-term benefit:
          • Although it is not yet a fully validated surrogate for survival in this setting
          • That distinction is important when interpreting these results
      • The paper shows better tumor kill in the surgical specimen:
        • But it does not yet prove that patients live longer because of the neoadjuvant regimen:
        • That is why the authors call for phase 3 trials
    • Short-term survival looked promising across groups, but differences were not definitive:
      • Across the included studies, 1-year overall survival ranged:
        • 88% to 96% with single-agent immunotherapy
        • 88% to 96% with dual-agent immunotherapy
        • 88% to 100% with chemoimmunotherapy 
      • These ranges suggest that all three strategies can be delivered with good short-term outcomes in selected patients:
        • However, because these were mainly early-phase, non-comparative studies with heterogeneous populations and follow-up:
          • The survival data should be viewed as hypothesis-generating, not practice-defining
    • Toxicity was higher than dual immunotherapy, but not prohibitive:
      • Among studies reporting adverse events, grade 3 to 5 adverse events occurred in:
        • 29% of patients receiving single-agent immunotherapy
        • 3% with dual-agent immunotherapy
        • 17% with chemoimmunotherapy 
      • These numbers need cautious interpretation because toxicity reporting was not uniform across studies, and the denominators were limited to reporting studies rather than all pooled patients:
        • Still, the overall message is that chemoimmunotherapy increased efficacy while maintaining an acceptable:
          • Though not trivial, toxicity burden in selected surgical candidates. 
    • Authors’ conclusion:
      • The authors concluded that neoadjuvant chemoimmunotherapy:
        • Was associated with higher pathologic and radiographic response rates than immunotherapy alone in locoregionally advanced resectable HNSCC, and that these findings support the need for head-to-head phase 3 trials
  • How to interpret this as a head and neck oncologic surgeon:
    • Strengths:
      • This study has several strengths:
        • It focuses specifically on resectable, treatment-naive HNSCC:
          • Which is the clinically relevant population for neoadjuvant decision-making
        • It includes only prospective interventional studies
        • It separates single-agent, dual-agent, and chemoimmunotherapy approaches rather than lumping all neoadjuvant immunotherapy together
        • It uses outcomes surgeons and multidisciplinary teams care about:
          • Pathologic response, radiographic response, survival, and toxicity
    • Important limitations:
      • The paper is very useful, but it does not settle the question of standard of care
      • The biggest limitations are:
        • Most included studies were phase 1 / 2, small, and often single-arm
        • There was likely substantial clinical heterogeneity:
          • Primary site, stage, PD-L1 status, regimen, number of cycles, and adjuvant treatment strategies
        • The outcome driving the signal is primarily pathologic response:
          • Not mature event-free survival or overall survival
        • Cross-trial comparisons may exaggerate differences:
          • Because these were not randomized head-to-head comparisons
        • Toxicity and imaging response reporting were not fully standardized
  • So the paper supports promise:
    • Not final proof
  • Practical clinical implications:
    • For a practicing surgeon:
      • This meta-analysis suggests that chemoimmunotherapy is currently the most active neoadjuvant immune-based strategy in resectable HNSCC:
        • At least if the endpoint is pathologic response
    • If a center is considering neoadjuvant treatment within a trial or highly selected multidisciplinary framework:
      • The data support prioritizing chemoimmunotherapy over immunotherapy alone when the goal is maximizing preoperative tumor regression
    • At the same time, these data do not mean every resectable oral cavity, larynx, or oropharynx patient:
      • Should routinely receive neoadjuvant chemoimmunotherapy outside a protocol
    • The field is moving quickly, and the editorial accompanying this paper emphasizes that these results arrive in the context of KEYNOTE-689:
      • The first phase 3 randomized study to establish perioperative immunotherapy as a standard-of-care option in locally advanced resectable HNSCC:
        • While also warning that enthusiasm should be balanced with caution as these strategies enter broader practice
  • Bottom line:
    • This meta-analysis is one of the clearest pooled signals so far that in resectable locoregionally advanced HNSCC, neoadjuvant chemoimmunotherapy produces substantially higher pathologic response rates than immunotherapy alone
    • The benefit signal is strong for tumor response, short-term survival appears encouraging, and toxicity seems manageable in selected patients:
      • But the evidence base is still dominated by early-phase studies, so phase 3 randomized data remain essential before universal adoption
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Depth of Invasion in Oral Cavity Cancer

  • The staging of primary tumors of the oral cavity:
    • As published by the AJCC and UICC is widely accepted
  • In its most recent revision (eighth edition of the AJCC Staging Manual):
    • Depth of invasion (DOI):
      • Is added to the surface dimensions and local extent of the tumor:
        • As the required parameters for primary tumor staging in the oral cavity
Depth of invasion and surface dimensions are the
parameters required for T staging of oral cancer
  • Accurate assessment of DOI by clinical examination is not possible:
    • However, the staging system stratifies DOI by 5 mm increments, and thus clinical estimates of DOI can be categorized into:
      • Thin (less than 5 mm)
      • Thick (5 to 10 mm)
      • Very thick (greater than 10 mm)
        • By palpation to assign clinical T stage
Primary tumors of the oral cavity are categorized as thin,
thick, and very thick by palpation
  • The stage distribution of patients with squamous cell carcinoma of the oral cavity at the Memorial Sloan Kettering Cancer Center in New York is shown in the graph:
Stage distribution for squamous cell carcinoma of the oral cavity
(MSKCC data 1985 to 2015)
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Depth of Invasion in Tongue and Floor of the Mouth Squamous Cell Carcinoma

  • The most important histologic feature of the primary tumor:
    • That affects selection of treatment and eventual prognosis:
      • Is its depth of invasion (DOI)
  • Thin and superficially invasive lesions:
    • Have a lower risk of regional lymph node metastasis
    • Are highly curable
    • Offer an excellent prognosis
  • Thicker lesions that deeply infiltrate the underlying soft tissues:
    • Have a significantly increased incidence of regional lymph node metastasis and an adverse impact on prognosis
  • The risk of lymph node metastasis and survival rates in relation to the DOI of the primary lesion for T1 and T2 squamous carcinomas of the oral tongue and floor of mouth are shown in Figure:
    • Although it would be ideal to know the exact DOI of the lesion before surgical intervention, having that information before surgical excision and histopathologic examination of the primary tumor is not possible
  • In general, however, estimate of DOI by assessing thickness of the lesion as appreciated by palpation:
    • Is a reasonably good indicator of deeply invasive lesions versus superficial lesions:
      • To estimate the extent of soft tissue and / or bone resection for the primary lesion and to decide on the need for elective dissection of the regional lymph nodes at risk in a clinically negative neck
Primary tumors of the oral cavity are categorized as thin, thick, and very thick by palpation
  • Several retrospective studies have identified DOI of the primary tumor:
    • As an important determinant of prognosis:
      • Thus DOI is now included in T staging of primary tumors of the oral cavity
The incidence of occult nodal metastasis in the clinically negative neck for patients and disease-specific survival for patients with T1 and T2 oral carcinoma in relation to depth of invasion (DOI).
(Memorial Sloan Kettering Cancer Center data, 1985 to 2015).
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Evaluation of Oral Cavity Cancer

  • The clinical features of primary tumors arising from the mucosal surface of the oral cavity are:
    • Variable
  • The tumor may be:
    • Ulcerative
    • Exophytic
    • Endophytic
  • The gross characteristics of the lesion:
    • Are usually sufficient to raise the index of suspicion regarding the need for a biopsy to establish tissue diagnosis
  • Ulcerative lesions:
    • Usually are accompanied by an irregular edge and induration of the underlying soft tissues
An Ulcerative Squamous Cell Carcinoma of the Undersurface of the Tongue.
  • Exophytic lesions may present either as a:
    • Cauliflower-like irregular growth or as flat, pink to pinkish white proliferative lesions
    • Occasionally, a red to pink velvety flat lesion is the only manifestation of superficially invasive or in situ carcinoma
Exophytic papillary squamous cell carcinoma of the
buccal mucosa
A red to pink velvety flat in situ carcinoma of the floor of the mouth
  • Squamous cell carcinomas (SCC) with excessive keratin production and verrucous carcinomas:
    • Present as white heaped-up keratotic lesions with varying degrees of keratin debris on the surface
Squamous cell carcinoma of the tongue associated with
hyperkeratosis
An exophytic squamous cell carcinoma of cheek mucosa with white keratin debris
A verrucous carcinoma of the tongue
  • Papillary projections:
    • Often are seen in lesions that are accompanied or preceded by a squamous papilloma
Squamous papilloma of the palate and buccal mucosa

Squamous papilloma of the lateral border of the tongue
An exophytic papillary polypoid squamous cell carcinoma of the retromolar gingiva
  • Endophytic lesions:
    • Have a very small surface component:
      • But a substantial amount of soft-tissue involvement beneath the surface
A deeply invasive endophytic squamous cell carcinoma of the tongue
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Depth of Invasion (DOI) in Tongue and Floor of the Mouth Squamous Cell Carcinomas (SCC)

  • What DOI is (and why it matters):
    • Depth of invasion (DOI) is the vertical depth of tumor invasion:
      • Measured from the basement membrane of the adjacent normal mucosa to the deepest point of invasion:
        • It is not the same as “tumor thickness”
    • DOI is now a core determinant of T category in AJCC 8th and 9th oral cavity SCC:
      • AJCC 8 DOI cut points (oral cavity):
        • T1:
          • ≤ 2 cm and DOI ≤ 5 mm
        • T2:
          • ≤ 2 cm with DOI > 5 to 10 mm OR > 2 to 4 cm with DOI ≤ 10 mm
        • T3:
          • DOI >10 mm (or tumor > 4 cm) 
    • Clinical implication:
      • A small “T1 by size” lesion can become T2 / T3 purely based on DOI:
        • Changing risk counseling and neck strategy
  • Risk of occult nodal metastasis vs DOI (tongue and floor of mouth):
    • Big picture (consistent across studies):
      • DOI is one of the strongest predictors of occult cervical lymph node metastasis (CLNM) in cN0 oral cavity SCC
      • A commonly used operative decision threshold is:
        • DOI ~ 3 to 4 mm:
          • But subsite matters, and FOM often carries higher nodal risk at the same DOI

Practical DOI “risk bands” used in tumor boards
  • Evidence supporting ≥ 4 mm as an elective neck dissection (END) trigger (early OCSCC):
    • Multiple analyses suggest DOI ≥ 4 mm is an effective cutoff where END improves regional control / survival compared with observation in early-stage OCSCC
    • Recent work continues to evaluate / validate a 4 mm threshold, acknowledging imperfect sensitivity / specificity
    • Meta-analytic evidence shows higher lymph node metastasis (LNM) risk when DOI > 4 mm (RR ~2.18 in one large study, alongside other adverse pathologic factors)
    • Floor of mouth nuance:
      • At the same DOI:
        • FOM cancers may metastasize more frequently than tongue cancers in some datasets:
          • Implying that a single universal DOI cutoff across all subsites can be overly simplistic 
  • Prognosis vs DOI (local control, survival, and upstaging):
    • DOI correlates with:
      • Higher probability of nodal metastasis:
        • Including occult disease
      • Worse disease-specific outcomes:
        • It is sufficiently prognostic that it was incorporated into AJCC 8 edition T staging 
        • DOI > 10 mm is particularly important because it upstages to pT3 (even if tumor is small in surface dimension):
          • Reflecting its association with advanced / aggressive behavior
    • Key point for counseling:
      • DOI is not just a “neck decision tool”:
        • It is a global biologic aggressiveness marker and a staging variable
  • Elective neck management in cN0 tongue / FOM SCC:
    • Guideline-consistent approach:
      • NCCN guidance (summarized in literature):
        • Consider elective neck dissection (END) in early oral cavity SCC when DOI exceeds ~3 mm (often framed as “consider END”)
      • Many institutions operationalize:
        • Tongue:
          • END commonly at ≥ 4 mm
        • FOM:
          • Lower threshold and / or stronger lean toward END due to higher nodal propensity in several series 
  • END vs sentinel lymph node biopsy (SLNB) vs observation:
    • Elective Neck Dissection (END):
      • Typical for cN0 early tongue / FOM:
        • Selective neck dissection levels I to III ± IV based on institutional practice, DOI, and risk factors:
          • Benefit is maximizing regional control and avoiding “salvage neck failure” biology
    • Sentinel Lymph Node Biopsy (SLNB):
      • Valid alternative to END for T1 to T2 cN0 oral cavity SCC in experienced centers:
        • Especially when trying to reduce morbidity
      • Practical pearl:
        • SLNB is most attractive when DOI is low / intermediate and imaging is negative:
          • But your workflow must support reliable mapping / pathology
    • Observation:
      • Reasonable primarily for very thin lesions (e.g., ≤ 2 mm) without other high-risk features and with reliable follow-up
      • Remember:
        • DOI cutoffs have imperfect test characteristics:
          • A “thin” tumor can still metastasize
  • A pragmatic surgeon algorithm (tongue + floor of mouth, cN0):
    • Pre-op:
      • High-quality exam + imaging
      • Estimate DOI if possible:
        • US / MRI can help in some settings
      • If DOI likely > 10 mm (or bulky lesion):
        • Treat the neck (END)
      • If DOI 4 to 10 mm:
        • Strong default to END (levels I to III) or SLNB if program is robust
      • If DOI 2 to 4 mm:
        • Individualized:
          • Subsite matters – FOM pushes toward END; add PNI / LVI / grade / budding into decision
      • If DOI ≤ 2 mm:
        • Consider observation vs SLNB:
          • Depending on subsite / risk factors and follow-up reliability

Precursor Lesions of Oral Cavity Cancer

  • There is a sequence of disease progression from:
    • Atypia / dysplasia, to in situ carcinoma, to invasive cancer
  • Leukoplakia and erythroplakia:
    • Are terms given to clinically identifiable lesions:
      • That may harbor invasive cancer or undergo malignant transformation
  • Precursor lesions may present as:
    • Small patches or as a large verrucous plaques
    • The surface can be:
      • Brown to red (erythroplakia) or may have circumscribed whitish plaques (leukoplakia):
        • White spots may ulcerate
  • Leukoplakia:
    • Develops as a result of chronic irritation of the mucous membranes by carcinogens
      • This irritation stimulates proliferation of epithelial and connective tissue
    • Histopathologic examination reveals:
      • Underlying hyperkeratosis associated with epithelial hyperplasia
    • In the absence of underlying dysplasia:
      • Leukoplakia rarely (less than 5 %) is associated with progression to malignancy (Ridge, 2013; Massano et al., 2006; Thompson, 2003)
  • Erythroplakia:
    • Red spots, that are friable adjacent to normal mucosa:
      • Characterize erythroplakia
    • It is associated with underlying epithelial dysplasia and has a much greater potential for malignancy than leukoplakia:
      • Carcinoma is found in nearly 40 % of the cases of erythroplakia (Ridge, 2013)
  • The classification of the world health organization (WHO) of precursor lesions is as follows (Barnes, 2005):
    • Squamous cell hyperplasia:
      • Hyperplasia describes an increase in the number of cells:
        • This can be in the spinous layer (acanthosis), and / or in the layers of basal / parabasal cells (progenitor compartment) called basal cell hyperplasia
    • Dysplasia:
      • Is characterized by cellular atypia, loss of normal cellular maturation, and loss of epithelial stratification:
        • Mild dysplasia:
          • Squamous intraepithelial neoplasia 1
        • Moderate dysplasia:
          • Squamous intraepithelial neoplasia 2
        • Severe dysplasia or carcinoma in situ:
          • Squamous intraepithelial neoplasia 3
      • The probability of developing a carcinoma depends on the degree of dysplasia:
        • In the case of severe dysplasia:
          • Up to 24% of patients may have an occult invasive squamous cell cancer (Ridge, 2013)
Leukoplakia on the Right and Erythroplakia
#Arrangoiz #CancerSurgeon #HeadandNeckSurgeon #SurgicalOncologist #TongueCancer #SCC #Miami #Mexico #MountSinaiMedicalCenter #MSMC

Oral Leukoplakia

  • Background:

    • Oral leukoplakia (OL):

      • Is a white patch or plaque that cannot be rubbed off, cannot be characterized clinically or histologically as any other condition:

        • It is not associated with any physical or chemical causative agent except tobacco:

          • Therefore, a process of exclusion establishes the diagnosis of the disease

  • In general, the term leukoplakia implies:

    • Only the clinical feature of a persistent, adherent white plaque or patch:

      • Therefore, reserve the term for idiopathic lesions when investigations fail to reveal any cause:

        • The term carries absolutely no histologic connotation:

          • Although, inevitably, some form of disturbance of the surface epithelium is characteristic

  • Follow-up studies suggest that cancer is more likely to occur in individuals with idiopathic leukoplakia:

    • Than in individuals who do not have this condition:

      • Thus, idiopathic leukoplakia:

        • Is considered a premalignant lesion

  • Pathophysiology:

    • The etiology of most cases of OL is unknown (idiopathic)

    • In other cases, the initiation of the condition may depend on:

      • Extrinsic local factors and / or intrinsic predisposing factors:

      • Factors most frequently blamed for the development of idiopathic leukoplakia include:

        • Tobacco use, alcohol consumption, chronic irritation, candidiasis, vitamin deficiency, endocrine disturbances, and possibly a virus

  • Epidemiology:OL occurs in fewer than 1% of individuals
    • OL is considered to be potentially malignant:With a transformation rate in various studies and locations:That range from 0.6% to 20%
        • A long-term follow-up study by Fan et al:Indicated that oral leukoplakia can increase the risk of esophageal squamous cell carcinoma
    • OL is more common in men than in women:With a male-to-female ratio of 2:1
    • Most cases of OL occur in persons in their fifth to seventh decade of life:Approximately 80% of patients are older than 40 years
  • Clinical presentation: 

    • Oral leukoplakia (OL) manifests as patches or plaques that are bright white and sharply defined:

      • The surfaces of the patches are slightly raised above the surrounding mucosa

    • Individuals with OL are not symptomatic

4377-Everything_You_Need_to_Know_About_Tongue_Cancer-642x361-oral_leukoplakia-slide1

A-Homogenous-Oral-Leukoplakia

621-1-hlight

  • The following three stages of OL have been described:

    • The earliest lesion is:

      • Nonpalpable, faintly translucent, and has white discoloration

    • Next, localized or diffuse, slightly elevated plaques with an irregular outline develop:

      • These lesions are opaque white and may have a fine, granular texture

    • In some instances, the lesions progress to thickened, white lesions, showing induration, fissuring, and ulcer formation

  • Clinically, OL falls into one of the following two main groups:

    • The most common are uniformly white plaques (homogenous OL):

      • Prevalent in the buccal mucosa:

        • Which usually have low premalignant potential

    • Far more serious is speckled or verrucous leukoplakia:

      • Which has a stronger malignant potential than homogenous leukoplakia:

        • Speckled leukoplakia:

          • Consists of white flecks or fine nodules on an atrophic erythematous base

      • These lesions can be regarded as a combination of or a transition between leukoplakia and erythroplasia:

        • Which is flat or depressed below the level of the surrounding mucosal red patch:

          • Is uncommon in the mouth, and carries the highest risk of malignant transformation

Rodrigo Arrangoiz MS, MD, FACS

Here are some publications on oral cavity cancer:

Training:

• General surgery:

• Michigan State University:

• 2004 al 2010

• Surgical Oncology / Head and Neck Surgery / Endocrine Surgery:

• Fox Chase Cancer Center (Filadelfia):

• 2010 al 2012

• Masters in Science (Clinical research for health professionals):

• Drexel University (Filadelfia):

• 2010 al 2012

• Surgical Oncology / Head and Neck Surgery / Endocrine Surgery:

• IFHNOS / Memorial Sloan Kettering Cancer Center:

• 2014 al 2016

Oral Cavity Leukoplakia

  • Oral cavity leukoplakia:
    • Is a clinical diagnosis defined by the WHO as:
      • “white plaque of questionable risk having excluded other known diseases or disorders that carry no increased risk for cancer”
  • It is the most common oral potentially malignant disorder (OPMD) in North America and Europe:
    • With a prevalence ranging from 0.1% to 33%
  • Definition:
    • Oral leukoplakia (OL) is a predominantly white patch or plaque on the oral mucosa:
      • That cannot be characterized clinically or pathologically as any other disorder
    • It is a diagnosis of exclusion:
      • Conditions such as:
        • Frictional keratosis, lichen planus, candidiasis, and other identifiable white lesions must be ruled out before the term is applied
    • A final diagnosis of leukoplakia in cases with an identifiable causative factor (e.g., friction, tobacco):
      • Can only be made in retrospect after failure to resolve within 4 to 8 weeks of eliminating the suspected cause
  • Pathophysiology:
    • Leukoplakia represents a spectrum of epithelial alterations:
      • Driven by accumulating somatic – genomic alterations
    • The molecular progression model involves:
      • Sequential loss of heterozygosity (LOH) at specific chromosomal loci:
        • Early losses at 9p21 (p16 inactivation) and 3p21, followed by 17p13 (p53 mutation), 11q13 (cyclin D1 amplification), and later losses at 4q, 8p, 13q, and 14q
      • Tumor progression from OL:
        • OIs promoted by somatic genomic alterations, immune evasion, and abrogation of effective immune responses against cancer cells
      • Overexpression of p53 and deletions /mutations in KMT2C, p16INK4a, and p14ARF genes have been identified:
        • Particularly in proliferative verrucous leukoplakia (PVL)
      • Microbial dysbiosis:
        • May also contribute to a chronic inflammatory microenvironment favoring epithelial transformation
  • Etiology and Risk Factors:
    • Tobacco and alcohol consumption:
      • Are the most common risk factors
    • However, OL can also occur in non-smokers — notably:
      • Most patients with PVL have never smoked:
        • Yet PVL carries the highest malignant transformation rates (70% to 100%)
    • Additional risk factors include:
      • Betel quid / areca nut use
      • Immunosuppression:
        • HIV-positive patients with OL are more likely to develop oral cancer
  • Clinical Presentation:
    • OL typically presents as:
      • white, adherent plaque that cannot be scraped off:
        • Lesions are largely asymptomatic
    • Two clinical subtypes are recognized:
      • Homogeneous leukoplakia:
        • Uniformly white, flat, thin plaques with a smooth or slightly wrinkled surface
        • These carry a lower risk of malignant transformation
      • Nonhomogeneous leukoplakia:
        • Mixed red-and-white lesions (erythroleukoplakia), nodular, verrucous, or speckled variants
        • These carry a significantly higher risk of malignant transformation
    • Common sites include:
      • The lateral / ventral tongue, floor of mouth, soft palate, buccal mucosa, and gingiva
    • Proliferative verrucous leukoplakia (PVL):
      • A distinct aggressive subtype, is characterized by multifocal keratotic plaques with progressive expansion, high recurrence, and strong malignant potential
  • Histology:
    • Histopathology of leukoplakia can reveal a range of findings:
      • Hyperkeratosis (orthokeratosis or parakeratosis) without dysplasia:
        • The most common finding:
          • Represents benign epithelial thickening
      • Epithelial dysplasia:
        • Classified as:
          • Mild, moderate, or severe
        • Characterized by:
          • Architectural disturbance with blunt rete pegs, increased basal layer width, dyskeratosis (premature individual cell keratinization), nuclear enlargement, pleomorphism, hyperchromasia, and increased / atypical mitoses
      • Carcinoma in situ or invasive squamous cell carcinoma:
        • May be found on biopsy of clinically apparent leukoplakia
        • Importantly, frank dysplasia is more frequently found in isolated (unifocal) leukoplakia than in PVL:
          • Yet PVL has a much higher malignant transformation rate (~ 50% vs. ~ 9.5%), underscoring that histologic grade alone does not fully predict risk
  • Management:
    • Management is guided by histopathologic findings and clinical risk factors:
      • All leukoplakias should be biopsied regardless of clinical impression:
        • As the decision to biopsy based on visual assessment alone has low sensitivity (59.6%) and low specificity (62.1%) for identifying cancer
      • Benign (no dysplasia):
        • Active surveillance with periodic clinical examination, or treatment with topical therapy
        • Risk factor modification (tobacco and alcohol cessation) is essential
      • Dysplastic lesions
        • Surgical excision:
          • Scalpel or laser ablation – is the standard approach
          • CO₂ laser ablation and photodynamic therapy have also been used
        • Chemoprevention:
          • Vitamin A, retinoids, beta-carotene, and lycopene have shown some short-term efficacy in clinical resolution of lesions but no treatment has been proven to prevent long-term malignant transformation in RCTs
          • Relapses and adverse effects are common
    • Close follow-up is mandatory regardless of treatment, as recurrence rates are high (37.5% in one series) and malignant transformation can occur even after complete excision:
      • The American Dental Association (2026) recommends routine clinical oral examination for all adults, including systematic visual inspection and palpation to detect OPMDs early
  • Prognosis and Malignant Transformation:
    • The mean malignant transformation rate of OL is approximately:
      • 3.5% (range 0.13% to 34%) across studies:
        • With an estimated annual rate of ~1.5% to 2% per year
    • A large population-based cohort study (n = 4,886) found a 5-year absolute risk of oral cancer of 3.3% overall, stratified by dysplasia grade:
      • No dysplasia: 2.2%
      • Mild dysplasia: 11.9%
      • Moderate dysplasia: 8.7%
      • Severe dysplasia: 32.2%
    • Critically, 39.6% of cancers arose from biopsied leukoplakias without dysplasia:
      • Highlighting that absence of dysplasia does not eliminate risk
    • Risk factors for malignant transformation include:
      • Female sex
      • Lesion area > 200 mm²
      • Epithelial dysplasia
      • Nonhomogeneous type
      • Tongue location
      • Immunosuppression
  • References:
  • Common Tongue Conditions in Primary Care. Straub L, Schettini P, Myrex P. American Family Physician. 2024;110(5):467-475.
  • Oncological Outcomes of Patients With Oral Potentially Malignant Disorders. Villa A, Lodolo M, Ha P. JAMA Otolaryngology– Head & Neck Surgery. 2025;151(1):65-71. doi:10.1001/jamaoto.2024.3719.
  • Oral Leukoplakia, the Ongoing Discussion on Definition and Terminology. van der Waal I. Medicina Oral, Patologia Oral Y Cirugia Bucal. 2015;20(6):e685-92. doi:10.4317/medoral.21007.
  • Molecular Markers of the Risk of Oral Cancer. Lippman SM, Hong WK. The New England Journal of Medicine. 2001;344(17):1323-6. doi:10.1056/NEJM200104263441710.
  • Head and Neck Cancer. Forastiere A, Koch W, Trotti A, Sidransky D. The New England Journal of Medicine. 2001;345(26):1890-900. doi:10.1056/NEJMra001375.
  • Microbial Dysbiosis and Host-Microbe Interactions in Proliferative Verrucous Leukoplakia: Insights Into Carcinogenic Potential. Špiljak B, Ozretić P, Brailo V, et al. Archives of Microbiology. 2025;208(1):65. doi:10.1007/s00203-025-04611-w. Head and Neck Cancer. Dunn LA, Ho AL, Pfister DG. JAMA. 2025;:2842834. doi:10.1001/jama.2025.21733.
  • Oral Leukoplakia and Oral Cavity Squamous Cell Carcinoma. Bewley AF, Farwell DG. Clinics in Dermatology. 2017 Sep – Oct;35(5):461-467. doi:10.1016/j.clindermatol.2017.06.008.
  • Oral Potentially Malignant Disorders. Wetzel SL, Wollenberg J. Dental Clinics of North America. 2020;64(1):25-37. doi:10.1016/j.cden.2019.08.004.
  • Proliferative Verrucous Leukoplakia: An Expert Consensus Guideline for Standardized Assessment and Reporting. Thompson LDR, Fitzpatrick SG, Müller S, et al. Head and Neck Pathology. 2021;15(2):572-587. doi:10.1007/s12105-020-01262-9.
  • Leukoplakia-a Diagnostic and Management Algorithm. Villa A, Woo SB. Journal of Oral and Maxillofacial Surgery : Official Journal of the American Association of Oral and Maxillofacial Surgeons. 2017;75(4):723-734. doi:10.1016/j.joms.2016.10.012.
  • Potentially Malignant Disorders of the Oral Cavity and Oral Dysplasia: A Systematic Review and Meta-Analysis of Malignant Transformation Rate by Subtype. Iocca O, Sollecito TP, Alawi F, et al. Head & Neck. 2020;42(3):539-555. doi:10.1002/hed.26006.
  • Clinical Management Update of Oral Leukoplakia: A Review From the American Head and Neck Society Cancer Prevention Service. Gates JC, Abouyared M, Shnayder Y, et al. Head & Neck. 2025;47(2):733-741. doi:10.1002/hed.28013.
  • Oral Leukoplakia and Risk of Progression to Oral Cancer: A Population-Based Cohort Study. Chaturvedi AK, Udaltsova N, Engels EA, et al. Journal of the National Cancer Institute. 2020;112(10):1047-1054. doi:10.1093/jnci/djz238.
  • Randomized Controlled Trials for Oral Leukoplakia. Lodolo M, Valor J, Villa A. Oral Diseases. 2025;. doi:10.1111/odi.15399.
  • Management of Oral Leukoplakia by Ablative Fractional Laser-Assisted Photodynamic Therapy: A 3-Year Retrospective Study of 48 Patients. Yao YL, Wang YF, Li CX, Wu L, Tang GY. Lasers in Surgery and Medicine. 2022;54(5):682-687. doi:10.1002/lsm.23534.
  • Interventions for Treating Oral Leukoplakia to Prevent Oral Cancer. Lodi G, Franchini R, Warnakulasuriya S, et al. The Cochrane Database of Systematic Reviews. 2016;7:CD001829. doi:10.1002/14651858.CD001829.pub4.
  • Living evidence-informed guideline on the early detection of oral squamous cell carcinoma and potentially malignant disorders. Olivia Urquhart. American Dental Association (2026).
  • Long-Term Outcome of Non-Surgical Treatment in Patients With Oral Leukoplakia. Kuribayashi Y, Tsushima F, Morita KI, et al. Oral Oncology. 2015;51(11):1020-1025. doi:10.1016/j.oraloncology.2015.09.004.