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Indications for Postoperative Radiotherapy in Head and Neck Cancer

  • The definitive indications for postoperative radiotherapy are:
  1. Positive margins
  2. Multiple positive nodes with metastatic disease
  3. Extra capsular nodal extension
  • Less certain indications include:
  1. Lymphovascular space invasion
  2. Perineural spread
  3. Single encapsulated positive lymph node greater than 3 cm
  4. Thick tumors
  • Tumors with a thickness between 3 mm to 9 mm have 44% subclinical node positivity and a 7% local recurrence rate
  • Tumors with a thickness greater than 9 mm thickness have 53% subclinical node positivity and a 24% local recurrence rate
  • Postoperative radiotherapy (60 to 70 Gy in 6 to 7 weeks) reduces the rate of local and regional recurrence from 50% to 15% for tumors with pathologic features that predict a high local and regional failure rates
  • The indications for postoperative radiotherapy are well established:
  1. Close or positive margins
  2. An affected lymph node greater than 3 cm
  3. Multiple lymph nodes involved
  4. Extra capsular extension (ECE)
  5. Patients who had an open biopsy of a suspicious neck node and did not undergo neck dissection at the time
  6. Perineural invasion
  7. Lymphovascular space invasion
  8. Invasion of cartilage, bone or deep soft tissues
  9. Recommendation of the surgeon due to intraoperative findings

Radiation-Related Toxicities in Patients with Connective Tissue Disorders

  • Not all connective tissue disorders:
    • Are contraindications to radiation therapy or breast conservation
  • A history of certain collagen vascular disorders, particularly scleroderma:
    • Has been associated with increased radiation-related toxicities, including fibrosis:
      • Which may impact the cosmetic outcome or cause pain
  • Chen et al. evaluated a cohort of patients with collagen vascular disease treated with breast radiotherapy:
    • They found an increase in chronic toxicity (17% vs. 3%):
      • With the increase limited to patients with scleroderma
  • Insufficient data prevent conclusive determination that treating scleroderma with systemic therapy will mitigate this toxicity risk
  • References
    • Giaj-Levra N, Sciascia S, Fiorentino A, et al. Radiotherapy in patients with connective tissue diseases. Lancet Oncol. 2016;17(3):e109-e117.
    • Lin A, Abu-Isa E, Griffith KA, Ben-Josef E. Toxicity of radiotherapy in patients with collagen vascular disease. Cancer. 2008;113(3);648-653.
    • Chen AM, Obedian E, Haffty BG. Breast-conserving therapy in the setting of collagen vascular disease. Cancer J. 2001;7(6):480-491.

Occult Breast Cancer

  • Occult breast cancer:
    • Which manifests as axillary lymph node metastasis:
      • Without the evidence of a primary breast tumor on clinical examination or mammography
    • It accounts for 0.3% to 1.0% of all breast cancers
  • The American College of Radiology:
    • Recommends the use of MRI for occult breast cancer patients:
      • Who do not have evidence of a breast primary on traditional radiological examination (mammogram and ultrasound) and clinical examination
    • Level I evidence has shown MRI is significantly more sensitive in detecting a primary lesion than mammography or ultrasound:
      • Identifying a primary tumor in 72% of cases that were originally deemed occult
  • Patients with occult breast cancer who have abnormalities demonstrated on MRI should then undergo evaluation with:
    • Targeted ultrasound plus ultrasound-guided needle biopsy or MRI-guided needle biopsy and receive treatment according to the clinical stage of the breast cancer
  • Treatment recommendations for those with negative MRI results and occult breast cancer presenting as isolated axillary metastases:
    • Are based on nodal status and breast cancer subtype
  • Most patients with axillary metastasis from an unknown breast primary:
    • Are candidates for neoadjuvant therapy
  • A meta-analysis reported outcomes for occult breast cancer in patients undergoing axillary lymph node dissection (ALND) (with or without radiation therapy [RT]) versus mastectomy:
    • It included 7 international studies, with 241 patients presenting between 1973 and 2011
    • The mean follow up was 62 months
    • There was no difference in survival, locoregional recurrence rate, or distant metastatic rate between those occult breast cancer patients who underwent mastectomy versus those who underwent ALND + breast RT (without breast surgery)
    • Radiotherapy improves locoregional recurrence and possibly mortality rates of patients undergoing ALND
    • Based on this meta-analysis, combined ALND and RT is an acceptable approach
  • The current National Comprehensive Cancer Network guidelines:
    • Recommend that patients with negative MRI results should be treated with mastectomy plus axillary lymph node dissection (modified radical mastectomy) OR ALND plus whole-breast irradiation
  • Approximately 40% of patients undergoing neoadjuvant chemotherapy for clinically node-positive disease:
    • Are successfully down staged in the axilla, and may be able to avoid ALND
    • Although this may prove to be safe for patients with primary occult breast cancer, there are no studies that have specifically addressed the safety of sentinel lymph node biopsy with targeted axillary dissection in this highly select subset
  • Treatment gold standard for occult breast cancer presenting with axillary metastases which remain clinically positive after neoadjvuant chemotherapy, remains ALND
  • References
    1. Ge L-P, Liu X-Y, Xiao Y, et al. Clinicopathological characteristics and treatment outcomes of occult breast cancer: a SEER population-based study. Cancer Manag Res. 2018;10:4381-4391. doi: 10.2147/CMAR.S169019
    2. Ofri A, Moore K. Occult breast cancer: where are we at? Breast. 2020;54:211-215. doi: 10.1016/j.breast.2020.10.012
    3. American College of Radiology. ACR practice parameter for the performance of contrast-enhanced magnetic resonance imaging (MRI) of the breast. Accessed April 7, 2023. https://www.acr.org/-/media/ACR/Files/Practice-Parameters/MR-Contrast-Breast.pdf?la1⁄4en.
    4. de Bresser J, de Vos B, van der Ent F, Hulsewé K. Breast MRI in clinically and mammographically occult breast cancer presenting with an axillary metastasis: a systematic review. Eur J Surg Oncol. 2010;36(2):114-119. doi: 10.1016/j.ejso.2009.09.007
    5. Macedo FIB, Eid JJ, Flynn J, Jacobs MJ, Mittal VK. Optimal surgical management for occult breast carcinoma: a meta-analysis. Ann Surg Oncol. 2016;23(6):1838-1844. doi: 10.1245/s10434-016-5104-8
    6. National Comprehensive Cancer Network. Breast Cancer. Version: 3.2023. Accessed April 7, 2023. https://www.nccn.org/professionals/physician_gls/pdf/breast.pdf
    7. American Society of Breast Surgeons. Consensus Statement on Axillary Management for Patients With In-Situ and Invasive Breast Cancer: a concise overview. Accessed April 17, 2023. https://www.breastsurgeons.org/docs/statements/management-of-the-axilla.pdf

Breast Radiation and Pregnancy

  • Whole-breast irradiation:
    • Can be administered following delivery
  • Uterine shielding can reduce dose:
    • But in non-life-threatening situation:
      • Radiation should be held until after delivery
  • Risks of radiation while pregnant can include:
    • Toxicity to the fetus, as well as potential increased risk of second malignancy in the child
  • Hypofractionated WBI:
    • Has been studied and found to be comparable to standard WBI:
      • Patients younger than 50 years-old were included in both the:
        • START B and Whelan studies
    • Updated 2018 ASTRO consensus guidelines:
      • Recommend hypofractionated WBI for any age and any stage assuming no additional fields will be used for regional nodal targeting
  • With 5 to 10 years’ follow-up:
    • APBI has equivalent rates of local recurrence compared to standard WBI:
      • The typical techniques utilized include intracavitary brachytherapy, interstitial brachytherapy, or external beam radiation
      • However, due to a paucity of young patients enrolled in such trials:
        • APBI is currently considered cautionary for patients 40 to 49, and unsuitable for patients younger than 40
  • References
    • Luis SA, Christie DR, Kaminski A, Kenny L, Peres MH. Pregnancy and radiotherapy: management options for minimizing risk, case series, and comprehensive literature review. J Med Imaging Radiat Oncol. 2009;53:559-568.
    • Whelan TJ, Pignol JP, Levine MN, et al. Long-term results of hypofractionated radiation therapy for breast cancer. N Engl J Med. 2010;362(6):513-520.
    • Haviland JS, Owen JR, Dewar JA, et al; START Trialists’ Group. The UK Standardisation of Breast Radiotherapy (START) trials of radiotherapy hypofractionation for treatment of early stage breast cancer: 10-year follow-up results of two randomised controlled trials. Lancet Oncol. 2013;14(11):1086-1094.
    • Smith BD, Bellon JR, Blitzblau R, et al. Radiation therapy for the whole breast: Executive summary of an American Society for Radiation Oncology (ASTRO) evidence-based guideline. Pract Radiat Oncol. 2018;8(3):145-152
    • Correa C, Harris EE, Leonardi MC, et al. Accelerated partial breast irradiation: executive summary for the update of an ASTRO evidence-based consensus statement. Pract Radiat Oncol. 2017;7(2):73-79.
    • Strnad V, Ott OJ, Hildebrandt G, et al; Groupe Européen de Curiethérapie of European Society for Radiotherapy and Oncology (GEC-ESTRO). 5-year results of accelerated partial breast irradiation using sole interstitial multicatheter brachytherapy versus whole-breast irradiation with boost after breast-conserving surgery for low-risk invasive and in-situ carcinoma of the female breast: a randomised, phase 3, non-inferiority trial. Lancet. 2016;387(10015):229-238.

Guidelines for Partial Breast Irradiation

  • Several guidelines have been published to guide decision making for treating select patients with partial breast irradiation off protocol
  • The American Society for Radiation Oncology (ASTRO) consensus statement (Table) considers patients to be:
    • Suitable if the following characteristics are met:
      • Age greater than 50 years
      • BRCA 1 / BRCA 2 wild-type
      • Tumor size less than 2 cm:
        • Multifocality is allowed:
          • Provided the total size is less than 2 cm
      • ER positive
      • Invasive ductal (or other favorable) histology
      • Surgical margins greater than 2 mm
      • Absence of lymphovascular invasion (LVI)
      • Pure ductal carcinoma in situ (DCIS) meeting trial criteria
      • Absence of an extensive intraductal component
      • Absence of lymph node involvement
    • Unsuitable characteristics included:
      • Age less than 40 years
      • Presence of a BRCA1 / BRCA 2 deleterious mutation
      • Tumor size > 3 cm (including multiple foci)
      • Multicentricity
      • Positive surgical margins
      • Extensive LVI
      • Lymph node involvement (or not assessed)
    • Cautionary characteristics fall between suitable and unsuitable
  • The recent American Brachytherapy Society:
    • Defined acceptable criteria for partial breast irradiation as:
      • Age greater than 45 years
      • Tumor size ≤ 3 cm
      • All invasive subtypes and pure DCIS
      • ER + / –
      • Negative surgical margins (“on ink”)
      • Negative lymph nodes
      • The absence of LVI
  • The Groupe Européen de Curiethérapie of European Society for Radiotherapy and Oncology (GEC-ESTRO) consensus statement also classifies patients:
    • As good candidates for partial breast irradiation
      • Greater than 50 years
      • ER– (or +) disease
      • Tumors less than 3 cm as “low risk”
  • The American Society of Breast Surgeons current guidelines include:
    • Age greater than 45 years for invasive tumors
    • Age greater 50 years for DCIS
    • IDC or DCIS tumor size less than 3 cm
    • Negative margins
    • Negative lymph nodes
  • References
    • Correa C, Harris EE, Leonardi MC, et al. Accelerated partial breast irradiation: executive summary for the update of an ASTRO evidence-based consensus statement. Pract Radiat Oncol. 2017;7(2):73-79.
    • Shah C, Vicini F, Shaitelman SF, et al. The American Brachytherapy Society consensus statement for accelerated partial-breast irradiation. Brachytherapy.2018;17(1):154-170.
    • Polgár C, Van Limbergen E, Potter R, et al; GEC-ESTRO breast cancer working group. Patient selection for accelerated partial-breast irradiation (APBI) after breast-conserving surgery: recommendations of the Groupe Européen de Curiethérapie-European Society for Therapeutic Radiology and Oncology (GEC-ESTRO) Breast Cancer Working Group based on clinical evidence (2009). Radiother Oncol.2010;94(3):264-273.
    • Consensus statement for accelerated partial breast irradiation. American Society of Breast Surgeons website. https://www.breastsurgeons.org/docs/statements/Consensus-Statement-for-Accelerated-Partial-Breast-Irradiation.pdf. Accessed August 22, 2019.

Vertical Partial Laryngectomy

  • A vertical partial laryngectomy is indicated for primary tumors of the vocal cords:
    • That extend to involve the:
      • Supraglottic larynx
      • The anterior commissure
      • Or that have significant subglottic extension
      • Patients with reduced mobility of the involved vocal cord
      • Those who have failed to respond to previous radiation therapy for a locally advanced lesion that still remains confined to one side of the larynx
      • Select patients with fixed vocal cord lesions
  • Criteria for the selection of a lesion suitable for a vertical partial laryngectomy:
    • Lesion of mobile vocal cord extending to anterior commissure
    • Lesion of mobile vocal cord involving vocal process and antero-superior portion of arytenoid
    • Subglottic extension should not be more than 5 mm
    • Select patients with fixed vocal cord lesion not extending across the midline
    • A unilateral transglottic lesion not violating the above criteria
    • True vocal cord / anterior commissure lesion not involving more than anterior third of opposite cord

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Radiation Techniques with Evidence-Based Guidelines to Support there use with Breast-Conserving Surgery?

  • Standard fractionation whole-breast irradiation (WBI):
    • Represents a standard radiation technique used following breast-conserving surgery and is part of current evidence-based guidelines
  • Hypofractionated WBI:
    • Has been found to be equivalent to standard fractionation WBI in several randomized trials
    • Updated American Society for Radiation Oncology (ASTRO) guidelines:
      • Recommend its use at any age without any restrictions on prior chemotherapy
      • Any stage can be treated as long as the regional lymph nodes do not require an addition field
      • The dose homogeneity goal is to minimize the breast receiving greater than 105% of the prescription dose
  • Accelerated partial breast irradiation (APBI):
    • Has been found to have comparable rates of local recurrence and toxicity compared with standard / hypofractionated WBI in multiple randomized trials:
      • With current evidence-based guidelines available from ASTRO and the American Brachytherapy Society for off-protocol use
  • Intraoperative radiation therapy (IORT):
    • Has been found to have higher rates of local recurrence in the TARGIT and ELIOT trials compared with standard fractionation WBI, and is not included in commonly utilized evidence-based guidelines at this time
  • References
    • Fisher B, Anderson S, Bryant J, et al. Twenty-year followup of a randomized trial comparing total mastectomy, lumpectomy, and lumpectomy plus irradiation for the treatment of invasive breast cancer. N Engl J Med 2002;347(16):1233-1241.
    • Smith BD, Bellon JR, Blitzblau R, et al. Radiation therapy for the whole breast: Executive summary of an American Society for Radiation Oncology (ASTRO) evidence-based guideline. Pract Radiat Oncol. 2018;8(3):145-152
    • Correa C, Harris EE, Leonardi MC, et al. Accelerated partial breast irradiation: executive summary for the update of an ASTRO evidence-based consensus statement. Pract Radiat Oncol. 2017;7(2):73-79.
    • Shah C, Vicini F, Shaitelman SF, et al. The American Brachytherapy Society consensus statement for accelerated partial-breast irradiation. Brachytherapy.2018;17(1):154-170.
    • Vaidya JS, Wenz F, Bulsara M, et al. Risk-adapted targeted intraoperative radiotherapy versus whole-breast radiotherapy for breast cancer: 5-year results for local control and overall survival from the TARGIT-A randomised trial. Lancet 2014(9917);383:603-613.
    • Veronesi U, Orecchia R, Maisonneuve P, et al. Intraoperative radiotherapy versus external radiotherapy for early breast cancer (ELIOT): a randomised controlled equivalence trial. Lancet Oncol. 2013;14(13):1269-1277.

Muscles of the Larynx

  • There are many muscles that either make up a certain part of the laryngeal structure inside the neck, or that sit adjacent to it and aid in its function:
    • These muscles produce the movements of the larynx and its cartilages:
      • Thus enabling the proper air conduction, speech, movements of the epiglottis and airways protection
  • The muscles of the larynx are divided into two groups:
    • Extrinsic muscles:
      • Which produce the movements of the hyoid bone
      • The extrinsic muscles of the larynx are those that are somehow attached to the hyoid bone:
        • Be it via origin or insertion and thus move the thyroid cartilage
      • These are the:
        • Infrahyoid:
          • The infrahyoid muscles are part of and attach to the lower larynx as well as the inferior aspect of the hyoid bone
          • This muscle group includes the:
            • Sternohyoid
            • Omohyoid
            • Sternothyroid
            • Thyrohyoid
          • These muscles work to lower the larynx and the hyoid bone
        • Suprahyoid muscles:
          • Are attached to the superior aspect of the hyoid bone
          • Function to fixate the hyoid bone as well as elevate it along with the larynx
          • These muscles include:
            • Stylohyoid
            • Digastric
            • Mylohyoid
            • Geniohyoid
          • The stylopharyngeus muscle is not attached directly to the hyoid bone:
            • However it acts indirectly to elevate both the hyoid bone and the larynx
    • Intrinsic muscles:
      • Which move the vocal cords in order to produce speech sounds
      • They are functionally divided into:
        • Adductors:
          • Lateral cricoarytenoid:
            • Ailing from the arch of the cricoid cartilage, this muscle distally attaches itself to the muscular process of the arytenoid cartilage
            • It acts as an adductor of the vocal folds
          • Transverse arytenoid
        • Abductors:
          • Posterior cricoarytenoid:
            • The proximal attachment of this muscle is on the posterior surface of the lamina of the cricoid cartilage and its corresponding insertion point is on the muscular process of the arytenoid cartilage
            • The recurrent laryngeal nerve innervates this muscle:
              • As it does all the other intrinsic muscles of the larynx:
                • With the exception of the cricothyroid muscle
            • Its function is to abduct the vocal folds
        • Sphincters:
          • Transverse arytenoid:
            • The arytenoid cartilage acts as a point of origin for both the transverse and oblique arytenoid muscles:
              • Which run between the two arytenoid cartilages, as they distally attach to the opposing arytenoid cartilage
            • Due to their points of attachment, they are able to close the intercartilaginous portion of the rima glottidis
          • Oblique arytenoid
          • Aryepiglottic
        • Muscles that tense the vocal cords:
          • Cricothyroid:
            • This muscle originates on the anterolateral part of cricoid cartilage and inserts into the inferior border of the thyroid cartilage and its inferior horn
            • It is innervated by the external branch of the superior laryngeal nerve
            • Irrigation is by the superior and inferior thyroid arteries:
              • As are all the intrinsic laryngeal muscles
            • Upon contraction:
              • It lengthens and tenses the vocal ligaments
        • Muscles that relax the vocal cords:
          • Thyroarytenoid:
            • The thyroarytenoid muscle originates from the angle of thyroid cartilage and adjacent cricothyroid ligament
            • It inserts into the anterolateral surface of arytenoid cartilage:
              • Just as the posterior and lateral cricoarytenoid muscles do
            • As for function, the muscle shortens and relaxes the vocal cords
          • Vocalis:
            • The proximal attachment of the vocalis muscle is upon the vocal process of the arytenoid cartilage
            • It inserts distally upon the vocal ligament and acts by tensing the anterior vocal ligament and relaxing the posterior vocal ligament
The infrahyoid muscles are a group of four muscles under the hyoid bone attaching to the sternum, larynx and scapula.
The suprahyoid muscles are four muscles located between the mandible to the hyoid bone.
Together with adjacent tissue they form the floor of the mouth.


The intrinsic muscles of the larynx alter both the length and the tension placed upon the vocal cords as well as the rima glottidis.
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American Society for Radiation Oncology Accelerated Partial Breast Irradiation Guidelines

  • Current ASTRO APBI guidelines:
    • Suitable:
      • Any patient greater than 50 years with:
        • T1 (margins at least 2 mm) or
        • Tis:
          • If screen-detected
          • Less than 2.5cm
          • Low-intermediate grade
          • Margins greater than 3 mm
  • Cautionary:
    • 40 to 49 years old or
    • 50 years old:
      • With at least one pathological higher risk factor
  • Unsuitable:
    • Less than 40 years old
    • Positive margins
    • Tumor greater than 3 cm
    • N+
  • Reference:
    • Correa C, Harris EE, Leonardi MC, et al. Accelerated partial breast irradiation: executive summary for the update of an ASTRO evidence-based consensus statement. Pract Radiat Oncol. 2017;7(2):73-79.

Nonsurgical Functional Organ Preservation versus Surgery in Laryngeal Squamous Cell Carcinoma

  • The feasibility of nonsurgical functional organ preservation using induction chemotherapy prior to definitive RT was established by the Department of Veterans Affairs (VA) Laryngeal Cancer Study Group larynx trial:
    • Similar results were seen in a European Cooperative Group trial (EORTC 24891) of patients with cancers of the hypopharynx mostly (piriform sinus and some with hypopharyngeal aspect of the aryepiglottic fold)
  • In the VA trial:
    • 332 patients with stage III or IV laryngeal cancer were randomly assigned to three cycles of induction chemotherapy with cisplatin plus fluorouracil:
      • Followed by definitive RT or primary surgery (typically total laryngectomy), followed by postoperative RT:
        • Patients without at least a partial response and those with any evidence of disease progression during or after induction chemotherapy:
          • Were treated with surgery and postoperative RT
    • At a median follow-up of 33 months:
      • The two-year survival rate was equal in both treatment groups:
        • 68%
      • The larynx was successfully preserved in:
        • 64% of patients treated with induction chemotherapy
  • A subsequent publication reported that the three-year survival rates were:
    • 53% for chemotherapy plus RT
    • 56% for surgery plus RT
  • In the European trial:
    • 194 patients with stage II through IV squamous cell carcinoma of the pyriform sinus or aryepiglottic fold were randomly assigned to receive induction chemotherapy with cisplatin plus fluorouracil, followed by definitive RT or surgery (total laryngectomy with partial pharyngectomy), followed by postoperative RT:
      • Patients who failed to achieve a complete response to induction chemotherapy underwent salvage surgery and postoperative RT
    • At a median follow-up of 10.5 years:
      • There were no significant differences in survival or patterns-of-failure outcomes
      • The 10-year progression-free survival probabilities for the chemotherapy plus definitive RT and for the surgery arms were:
        • 11% and 9%, respectively
      • Overall survival probabilities at 10 years were:
        • 13% and 14%, respectively
      • The 5- and 10-year probabilities of being alive with a functional larynx were 21.9% and 8.7%, respectively, on the larynx preservation arm:
        • However, for those patients alive at 5 and 10 years, 59.5% (22/37) and 62.5% (5/8) maintained a normal larynx, respectively
  • Following the demonstration of benefit with induction chemotherapy followed by RT:
    • Various subsequent trials evaluated the concurrent administration of chemotherapy with RT (concurrent chemoradiation), induction chemotherapy, and induction chemotherapy followed by concurrent chemoradiation (sequential chemoradiation)
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