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Head and Neck Squamous Cell Carcinoma – Positive Deep Margin + ENE+ → Best Adjuvant Plan?

  • Positive deep margin + ENE(+):
    • Best adjuvant plan: 
      • Cisplatin–Post-op RT (CRT):
        • Why: 
          • These are the classic high-risk pathologic features that derived clear benefit from adding concurrent high-dose cisplatin to adjuvant RT in the two landmark randomized trial:
            • EORTC 22931 and RTOG 9501, and in their comparative analyses
  • What the trials showed:
    • EORTC 22931 (Bernier et al., NEJM 2004):
      • Population: 
        • Resected stage III to IV HNSCC with high-risk features:
          • Definition broader than RTOG 9501
      • Arms: 
        • RT alone (66 Gy) vs RT + cisplatin 100 mg / m² q3wk ×3
      • 5-yr outcomes (Kaplan–Meier):
        • Overall survival: 
          • 53% (CRT) vs 40% (RT) (significant)
        • Progression-free survival:
          • 47% (CRT) vs 36% (RT) (significant)
        • Locoregional control: 
          • Improved with CRT
      • Interpretation: 
    • RTOG 9501 (Cooper et al., NEJM 2004; 10-yr update 2012):
      • Population: 
        • Resected HNSCC with prespecified high-risk factors
      • Arms: 
        • RT 60 Gy/6 wk vs RT + cisplatin 100 mg / m² on days 1, 22, 43
      • Entire cohort (10-yr KM): 
        • OS and DFS not significantly different overall
        • LRF numerically lower with CRT but not significant
      • Crucial prespecified subset:
        • Positive margins and / or ENE(+):
          • Locoregional failure: 
            • 33.1% (RT) vs 21.0% (CRT)p = 0.02
          • Disease-free survival: 
            • 12.3% (RT) vs 18.4% (CRT)p = 0.05
          • Overall survival: 
            • 19.6% (RT) vs 27.1% (CRT), trend in favor of CRT
      • Interpretation: 
    • Combined / Comparative analyses (what ties it together):
      • Bernier et al., Head & Neck 2005 (comparative look at EORTC 22931 and RTOG 9501):
        • Concluded that the greatest and most consistent benefit from adjuvant CRT accrues to patients with:
          • Extranodal extension and / or positive marginsPubMed+1
      • Updated combined analysis (Zumsteg et al., 2025, Annals of Oncology—abstract): 
        • Pooling EORTC 22931 + RTOG 9501:
          • Shows OS improvement with postoperative CRT overall:
            • ENE and margin status were prognostic but not strictly predictive:
              • Patients without these features may still benefit
          • While cancer-specific mortality fell with CRT:
            • But some benefit was offset by other-cause mortalit:
  • Practical plan for positive deep margin + ENE(+):
    • Adjuvant CRT:
      • RT with cisplatin 100 mg / m² q3wk ×2 to 3:
        • Goal cumulative ≥ 200 mg / m²:
      • If cisplatin-ineligible: 
        • Acknowledge that randomized survival benefit in this setting is with cisplatin:
          • Alternatives (e.g., RT alone or RT+cetuximab) are considered when cisplatin cannot be given:
            • But are not proven equivalent post-op (See NCCN.) NCCN
  • Bottom line: 
    • For positive deep margin plus ENE(+):
      • The weight of EORTC 22931RTOG 9501 (10-yr), and subsequent comparative work:
        • Supports adjuvant cisplatin-RT as the best plan to maximize locoregional control and survival
Rodrigo Arrangoiz, MD (Oncology Surgeon)

BRCA 1 and BRCA 2 Genes

  •  BRCA 1 and BRCA 2 are genes:
    • That produce tumor suppressor proteins:
      • Which help repair damaged DNA
    • They are the most common gene alterations:
      • Seen in the hereditary breast cancer population
    • They are associated with an increased risk of breast cancer estimated to be:
      • 55% to 70% for BRCA 1 carriers by age 70
      • 45% to 70% in BRCA 2 carriers by age 70
    • While both BRCA 1 and BRCA 2 mutations are associated with an increased risk of breast cancer:
      • BRCA 1 breast cancers more commonly occur in:
        • Younger
        • Premenopausal women
        • Are more likely to be triple negative
        • High grade lesions
    • BRCA 1 is associated with a higher risk of ovarian cancer compared to BRCA 2:
      • With a lifetime risk of 40% to 45% in BRCA 1 carriers compared to 15% to 20% in BRCA 2 carriers
    • BRCA 2 breast cancers more closely resemble the sporadic breast cancer pattern:
      • With a predominance of hormone receptor positive cancers in women greater than 50 years
  • CHEK 2 and PALB 2 are moderate penetrance genes:
    • That are less common than BRCA mutations
    • Similar to BRCA 2 deleterious mutations:
      • CHEK 2 and PALB 2 mutations are associated with:
        • Hormone receptor positive postmenopausal breast cancer
  • References:

What the CREATE-X Trial Showed?

  • The CREATE-X trial:
    • Studied adjuvant capecitabine in patients with HER2-negative breast cancer:
      • Who had residual invasive disease after neoadjuvant chemotherapy:
        • Did not achieve a pathological complete response
    • It found that adding capecitabine:
      • Improved disease-free survival (DFS) and overall survival (OS) compared to observation in that specific patient population
    • The effect was more pronounced in certain subgroups:
      • Particularly patients with triple-negative breast cancer
    • In long-term follow-up, for example:
      • 5-year DFS was higher in capecitabine arm vs control
  • So the key message of the Create -X trial:
    • In patients who have residual disease after neoadjuvant chemotherapy (i.e. higher risk of relapse):
      • Adding capecitabine may provide a survival benefit
  • Is CREATE-X Still Applicable Today?
    • Yes:
      • But one must interpret in light of modern advances
    • Some important considerations:
      • Population and treatment context have changed:
        • In CREATE-X, many patients did not receive newer therapies that are more commonly used today (e.g. immunotherapy, targeted agents)
        • The neoadjuvant regimens used then may differ from current ones (some now include platinum drugs, immunotherapy, etc.)
        • Thus, whether the magnitude of benefit from capecitabine is identical in today’s more aggressive or modern regimens is uncertain
  • Evolving standard of care:
    • In triple-negative breast cancer (TNBC):
      • Immunotherapy (checkpoint inhibitors) is now incorporated into neoadjuvant and adjuvant settings in many protocols:
        • Some patients receive pembrolizumab or other immune agents in the neoadjuvant plus adjuvant phase
    • In patients with germline BRCA mutations:
      • Adjuvant PARP inhibitors (e.g. olaparib) have been shown to improve outcomes in high-risk disease, including non-pCR settings
    • Newer antibody-drug conjugates (ADCs) and other novel therapies are being tested in residual disease settings:
      • Sacituzumab govitecan in SASCIA trial:
        • That could potentially surpass capecitabine in benefit
  • Subgroup-specific relevance:
    • The benefit in the original CREATE-X was strongest in certain subtypes (especially TNBC)
    • For hormone receptor–positive, HER2-negative disease:
      • The benefit is less clear or more modest
    • Some meta-analyses and reviews suggest that in modern TNBC:
      • The role of capecitabine is still valid:
        • Especially for patients with residual disease after standard therapy
  • Ongoing trials and unanswered questions:
    • As newer therapies emerge, trials are ongoing to compare or combine capecitabine with immunotherapy or other agents in the post-neoadjuvant (residual disease) setting:
      • One open question is whether capecitabine adds incremental benefit on top of modern therapies (immunotherapy, PARP inhibitors) or whether it’s supplanted in certain subgroups
  • My Bottom Line / Practical View:
    • Yes, clinicians often still use the CREATE-X findings as a rationale for giving adjuvant capecitabine in patients with residual disease after neoadjuvant chemotherapy:
      • Particularly in HER2-negative / triple-negative cases, when no more effective alternative is clearly indicated:
        • But, the decision must be individualized:
          • Consider what neoadjuvant therapy was used (did it include immunotherapy or platinum?)
          • Consider patient risk factors, subtype (TNBC vs HR+), mutation status (BRCA), comorbidities, etc
          • Consider newer options that may be more beneficial (e.g. PARP inhibitors in BRCA carriers, or ADCs if approved in that setting)

INSEMA Trial in Breast Cancer Journal Club Questions and Answers

  • What was the primary research question of the INSEMA trial?
    • Answer:
      • To determine whether sentinel lymph node biopsy (SLNB) can be safely omitted in patients with clinically node-negative early-stage breast cancer undergoing breast-conserving surgery and whole breast radiation, without compromising invasive disease-free survival (iDFS)
  • What type of study was this, and how was it designed?
    • Answer:
      • It was a prospective, randomized, multicenter, non-inferiority trial conducted in Germany and Austria
      • Patients were randomized in a 4:1 ratio to no SLNB vs. SLNB
  • What were the eligibility criteria for patients to be included in the trial?
    • Answer:
      • Female patients
      • Clinically node-negative (cN0) invasive breast cancer
      • Tumor size T1 to T2 (≤ 5 cm)
      • Candidates for breast-conserving surgery and whole-breast irradiation
      • No prior axillary surgery, neoadjuvant therapy, or mastectomy
  • What was the primary endpoint, and what was the non-inferiority margin?
    • Answer:
      • Primary endpoint:
        • 5-year invasive disease-free survival (iDFS)
      • Non-inferiority margin:
        • Hazard Ratio upper limit of 1.271 and ≥ 85% iDFS in the no-SLNB arm
  • What were the main results regarding iDFS
    • Answer:
      • iDFS: 91.9% (no-SLNB) vs. 91.7% (SLNB)
      • HR: 0.91 (95% CI, 0.73–1.14) → Non-inferiority was met
  • Was there a difference in overall survival (OS)
    • Answer:
      • Yes, but it favored no-SLNB slightly:
        • 5-year OS: 98.2% (no-SLNB) vs. 96.9% (SLNB):
          • Difference was not statistically significant
  • What was the axillary recurrence rate in both groups?
    • Answer:
      • No-SLNB: 1.0%
      • SLNB: 0.3%
        • While slightly higher in the no-SLNB group:
          • Both rates were very low and clinically acceptable
  • What secondary outcomes were assessed?
    • Answer:
      • Lymphedema incidence
      • Arm / shoulder function and pain
      • Quality of life
        • All significantly favored the no-SLNB group
  • What are the main clinical implications of this study?
    • Answer:
      • In selected low-risk patients:
        • SLNB may be safely omitted:
          • Reducing surgical morbidity and improving quality of life without compromising survival
  • Which subgroup of patients benefits most from SLNB omission based on this trial?
    • Answer:
      • Women ≥ 50 years old with T1, grade 1 to grade 2, hormone receptor-positive, HER2-negative tumors undergoing lumpectomy with whole breast radiation
  • Can we apply the findings of this trial to patients undergoing mastectomy or partial-breast irradiation?
    • Answer:
      • No:
        • Those patients were excluded, so the results cannot be extrapolated to those scenarios
  • How might omitting SLNB affect adjuvant therapy decisions?
    • Answer:
      • Without nodal staging, decisions about chemotherapy or genomic testing might become more challenging:
        • Multidisciplinary evaluation is essential
  • How do these findings compare to axillary de-escalation trends seen in trials like ACOSOG Z0011 or SOUND?
    • Answer:
      • Similar direction:
        • All support less axillary surgery in low-risk, clinically node-negative patients
      • INSEMA takes it a step further by testing omission of SLNB itself
  • What are some limitations of the INSEMA trial
    • Answer:
      • Limited generalizability:
        • Mostly postmenopausal, low-risk tumors
      • Exclusion of higher-risk patients:
        • HER2+, triple-negative, T2 > 3 cm
      • Lack of data in mastectomy or neoadjuvant settings
  • If one of your patients meets criteria from this trial, how would you counsel them on omitting SLNB?
    • Answer:
      • Explain that in select low-risk early-stage breast cancer, omitting SLNB does not affect survival, reduces the risk of complications like lymphedema, and improves quality of life:
        • However, thorough discussion with oncology and radiation teams is important to individualize care

The Study of Tamoxifen and Raloxifene (STAR) Trial

  • The NSABP P-2, or STAR trial:
    • Enrolled 19,747 postmenopausal women with a 5-year Gail risk assessment score of ≧ 1.66% for the development of invasive breast cancer at 5 years
    • The women were randomized to receive:
      • 20 mg of tamoxifen plus placebo or 60 mg of raloxifene plus placebo
    • The updated results of the STAR trial (median follow-up 81 months):
      • Reported more cases of invasive breast cancer in the raloxifene group than the tamoxifen group (risk ratio [RR]: 1.24; 95% confidence interval [CI]: 1.05–1.47):
        • Demonstrating that raloxifene is about 76% as effective as tamoxifen in reducing breast cancer risk
      • There were significantly fewer cases of invasive uterine cancer with raloxifene compared to tamoxifen (RR: 0.55; 95% CI, 0.36–0.83)
      • Thromboembolic events occurred less often in the raloxifene group (RR: 0.75; 95% CI: 0.6–0.93)
      • There were fewer cataracts and cataract surgeries in the women taking raloxifene (RR: 0.79; 95% CI: 0.68–0.92)
      • Importantly, there was no significant difference in mortality between the two groups
  • References
    • Vogel VG, Costantino JP, Wickerham DL, Cronin WM, Cecchini RS, Atkins JN, et al; for the National Surgical Adjuvant Breast and Bowel Project (NSABP). Effects of tamoxifen vs raloxifene on the risk of developing invasive breast cancer and other disease outcomes: the NSABP Study of Tamoxifen and Raloxifene (STAR) P-2 trial. JAMA. 2006;295(23):2727-2741.
    • Vogel VG. The NSABP Study of Tamoxifen and Raloxifene (STAR) trial. Expert Rev Anticancer Ther. 2009;9(1):51-60.
    • Mamounas EP, Wicherham DL, Fisher B, Geyer CE, Julian TB, Wolmark N. The NSABP experience. In: Kuerer HM, ed. Kuerer’s Breast Surgical Oncology. New York, NY: McGraw-Hill Companies; 2010:475-508.

#Arrangoiz #BreastSurgeon #CancerSurgeon #SurgicalOncologist #BreastCancer #NSABPP2 #Raloxifen #Tamoxifen

What is the RxPONDER Trial in Breast Cancer?

  • Full name:
    • “Rx for Positive Node, Endocrine Responsive Breast Cancer”:
      • SWOG S1007
  • Population:
    • Women with hormone receptor (HR)-positive, HER2-negative breast cancer:
      • With 1 to 3 positive axillary lymph nodes:
        • Who have had surgery
    • All had a 21-gene Recurrence Score (RS) of:
      • ≤ 25
  • Key question:
    • Among patients with 1 to 3 positive nodes and RS ≤ 25:
      • Which patients benefit from adding adjuvant chemotherapy to endocrine therapy vs endocrine therapy alone? 
  • Trial Design:
    • Multi-center trial:
      • 632 sites across 9 countries (USA, Canada, Mexico, Colombia, Ireland, France, Spain, South Korea, Saudi Arabia):
        • Enrolled over 5,000 women
    • Enrollment:
      • ~ 5,083 women assigned
      • ~ 5,015 analyzed
      • Approximately two-thirds were postmenopausal
      • One-third premenopausal
    • Treatment arms:
      • Randomized to endocrine therapy alone vs chemotherapy + endocrine therapy
    • Chemotherapy regimens included:
      • Taxane and / or anthracycline
    • Recurrence Score stratifications within ≤ 25:
      • RS categories 0 to 13 vs 14 to 25 used for some analyses
    • Also stratified by menopausal status, number of nodes (1 vs 2 to 3), tumor size / grade
    • Follow-up:
      • Median ≈ 5.1 years for primary results

RxPONDER (SWOG S1007): Five-Year Outcomes
HR-positive / HER2-negative, 1 to 3 positive nodes, Recurrence Score ≤ 25
  • Other data:
    • Overall survival at 5 years among premenopausal women:
      • 98.6% with chemotherapy + endocrine therapy vs 97.3% endocrine therapy only (absolute ~ 1.3%) – HR ~ 0.47; P ≈ 0.032
    • Among postmenopausal women, OS was virtually identical:
      • 96.2% vs 96.1% (chemo vs no chemo) – HR ~ 0.96; not statistically significant
    • Also:
      • The benefit in premenopausal women:
        • Was consistent across RS levels (0 to 13 and 14 to 25):
          • Though absolute benefit tended to be larger in those with RS 14 to 25
      • The benefit was also seen irrespective of number of positive nodes (1 vs 2 to 3):
        • But, again, the magnitude of benefit varied
  • Secondary / Extended Analyses and Modeling:
    • A modeling study (Wojcik et al., 2024) simulated 10-year distant recurrence-free survival, life-years, and quality-adjusted life-years (QALYs) for women like those in RxPONDER:
      • In premenopausal women:
        • 10-year distant RFS ~ 85.3% with chemo-endocrine therapy vs 80.1% endocrine therapy alone (absolute benefit ~ 5.6%) in the simulation
      • In postmenopausal women:
        • No meaningful benefit; distant RFS practically the same between arms
      • Modeled life-years gained:
        • ~ 2.1 years for premenopausal women; no gain or even small losses for postmenopausal receiving chemotherapy (due to toxicity and side effects) when weighed
    • Another RxPONDER analysis looked at racial / ethnic outcomes:
      • Non-Hispanic Black women had worse 5-year IDFS and DRFS compared to non-Hispanic White women despite similar RS, node numbers, and treatment:
        • Asian women had somewhat better outcomes
      • But chemotherapy efficacy didn’t differ significantly by race
  • Implications / Guidelines Impact:
    • For postmenopausal women with HR+ / HER2- disease, 1 to 3 positive nodes, and RS ≤ 25:
      • Chemotherapy can generally be omitted without compromising IDFS:
        • Endocrine therapy alone is acceptable in most
    • For premenopausal women in the same category:
      • Chemotherapy + endocrine therapy provides meaningful benefit:
        • Omission risks worse IDFS
    • The decision should consider absolute benefit, potential side effects, and patient preferences
    • Also – it is not completely certain how much of the
    • Recurrence Score:
      • Remains a useful tool in node-positive disease (for nodes 1 to 3) to stratify risk and guide therapy
    • Previously, Oncotype DX was used more in node-negative disease (TAILORx):
      • But RxPONDER expands its utility
    • The data supports more personalized treatment – sparing many postmenopausal women unnecessary chemotherapy, reducing overtreatment and its toxicities
  • Things to Remember / Caveats:
    • Follow-up duration:
      • Median ~ 5 years:
        • Longer-term data (10+ years) may reveal differential distant recurrence or survival effects:
          • Especially in HR+ disease which often has late recurrences
    • Chemotherapy regimens, adherence, patient comorbidities:
      • The trial setting may not fully reflect “real world” in all respects – e.g. older women with comorbidity may suffer more chemotherapy toxicity
    • Menopausal status matters:
      • Distinct differences in benefit. Also, in premenopausal women, part of chemotherapy’s benefit may be mediated via ovarian suppression (or ablation), which was not fully controlled for
    • Patient preferences are key:
      • Absolute benefit for many is modest; potential chemotherapy toxicities (short-term and long-term) need weighing
    • RS >25 were excluded – standard indications for chemotherapy remain for high RS or more nodes, etc
  • Key Points:
    • No significant chemotherapy benefit in postmenopausal women:
      • Absolute IDFS gain only ~ 0.6 % at 5 years, hazard ratio ~1.0
    • Clear benefit in premenopausal women:
      • Absolute IDFS gain ~ 4% to 5 %, distant recurrence reduction ~ 3 %, and a small OS improvement (~ 1 %)
      • Benefit was consistent across Recurrence Score 0 to 13 vs 14 to 25 and for 1 vs 2 to 3 positive nodes
  • Clinical implication:
    • Postmenopausal patients with RS ≤ 25 and 1 to 3 positive nodes:
      • Can usually omit adjuvant chemotherapy
    • Premenopausal patients in the same setting should be offered chemotherapy:
      • As the IDFS and DRFS advantages are clinically meaningful
  • Primary source:
    • Kalinsky K et al. N Engl J Med 2021;385:2336-2347 【NEJM doi:10.1056/NEJMoa2108873】

Create-X Trial

  • The CREATE-X study:
    • Randomly assigned 910 patients with HER2 negative breast cancer and residual disease after undergoing neoadjuvant chemotherapy:
      • To standard postsurgical treatment and capecitabine or placebo
    • The primary end point:
      • Was disease-free survival (DFS)
    • Secondary end points included:
      • Overall survival (OS)
  • DFS was longer in the capecitabine group than in the control group:
    • 74.1% vs. 67.6% of the patients were alive and free from recurrence or second cancer at 5 years
  • Among patients with triple-negative disease:
    • DFS was 69.8% in the capecitabine group versus 56.1% in the control group
    • The OS rate was 78.8% versus 70.3%
  • Residual disease after completion of neoadjuvant chemotherapy:
    • Is associated with worse outcomes
  • References
    • Masuda N, Lee SJ, Ohtani S, Im YH, Lee ES, Yokota I, et al. Adjuvant capecitabine for breast cancer after preoperative chemotherapy. N Eng J Med. 2017;376(22):2147-2159.
    • Symmans WF, Wei C, Gould R, Yu X, Zhang Y, Liu M, et al. Long-term prognostic risk after neoadjuvant chemotherapy associated with residual cancer burden and breast cancer subtype. J Clin Oncol. 2017;35(10):1049-1060.

Weekly vs q3-weekly Cisplatin in Post-Op High-Risk HNSCC: Weekly 40 mg / m² Non-Inferior (JCOG1008)

  • Design:
    • Multicenter, open-label, phase II / III noninferiority RCT:
      • In resected, high-risk LA-SCCHN:
        • Features such as positive / close margin and / or ENE
    • Randomized to:
      • q3-weekly cisplatin 100 mg m² × 2 to 3 with RT vs
        weekly cisplatin 40 mg / m² with the same RT
    • Primary (phase III): 
      • Overall survival (OS); NI margin HR 1.32 PubMed
  • Patients and follow-up:
    • 261 enrolled:
      • 132 q3-weekly
      • 129 weekly
    • Planned third interim analysis
    • Median follow-up 2.2 years at the time of the report;:
      • Updated curves included in the article figures PubMed
    • Efficacy:
      • Noninferiority met
    • OS: 
      • Weekly noninferior to q3-weekly:
        • HR 0.6999.1% CI 0.374–1.273; one-sided P for NI 0.0027 < 0.0043
      • Kaplan–Meier curves:
        • Show overlapping survival with no detriment for weekly dosing PubMed
    • Relapse-free survival (RFS): 
      • KM curves presented:
        • No signal of inferiority for weekly dosing in subgroup displays PubMed
    • Safety (clinically meaningful reductions with weekly dosing):
      • Grade ≥ 3 neutropenia: 
        • 35% weekly vs 49% q3-weekly
      • Infections (grade ≥ 3): 
        • 7% weekly vs 12% q3-weekly
      • Renal impairment and hearing impairment: 
        • Less frequent with weekly cisplatin:
          • Favors organ preservation of kidney / ear
      • Treatment-related deaths: 
        • 0 in q3-weekly
        • 2 (1.6%) in weekly arm (rare) PubMed
  • Interpreting the curves and endpoint strategy:
    • The trial was powered for OS noninferiority, not superiority:
      • The KM OS plots (and RFS plots) are consistent with therapeutic equivalence on survival while achieving lower nephro / ototoxicit:
        • A clinically relevant trade-off in the post-op population where competing risks (nutrition, wound healing, dysphagia) matter PubMed
  • External context and follow-ups:
    • Editorial perspective:
      • JCOG1008 provides some of the strongest evidence supporting weekly cisplatin as a standard alternative in the adjuvant setting: PMC
        • Subsequent / supplementary analyses continue to explore renal events and adherence:
          • Without overturning the primary conclusion of noninferior OS with improved tolerability PMC+1
  • Practical takeaways for tumor board:
    • Either schedule is acceptable:
      • For post-op high-risk patients (positive / close margin and / or ENE):
        • Weekly 40 mg / m² is a guideline-consistent alternative to 100 mg / m² q3-weekly:
          • With less nephrotoxicity and ototoxicity PubMed
    • Maintain attention to cumulative dose (aim ≥ 200 mg /m² overall when feasible) and supportive care:
      • Weekly scheduling can improve deliverability in frailer patients.:
        • General principle supported across cisplatin CRT literature MDPI
  • Key citation: 
    • Kiyota N, et alJCOG1008J Clin Oncol. 2022;40:1980–1990. 

Risk Factors for Breast Cancer

  • Contemporary breast cancer care:
    • Increasingly relies on a personalized multidisciplinary approach to treatment
  • In order to provide individual counseling of risk:
    • Several risk assessment models are available
  • The most important risk factor for the development of breast cancer is:
    • Gender:
      • The female-to-male ratio for breast cancer is:
        • 100:1
  • Multiple additional factors are associated with an increased risk of developing breast cancer, including:
    • Age, genetic predisposition, a history of proliferative breast disease, prior radiation exposure, a personal or family history of breast cancer, obesity, and hormone exposure
  • Age:
    • According to the National Cancer Institute’s Surveillance, Epidemiology, and End Results (SEER) Program:
      • The incidence of breast cancer increases rapidly:
        • During the fourth decade of life
        • After menopause:
          • The incidence continues to increase but at a much slower rate – peaking in the fifth and sixth decades of life and slowly leveling off during the sixth and seventh decades
      • Approximately one out of eight invasive breast cancers:
        • Will be found in women younger than 45 years
      • Approximately two-thirds of invasive breast cancers:
        • Are found in women older than 55 years
  • Personal and Family History of Breast Cancer:
    • A strong family history of breast cancer:
      • Has been recognized to increase a woman’s risk of breast cancer
    • The overall risk depends on:
      • The number of relatives with breast cancer
      • Their ages at diagnosis
      • Whether the disease was unilateral or bilateral
    • The highest risk is associated with:
      • A young first-degree relative with bilateral breast cancer
    • Overall, the risk of developing breast cancer is increased approximately:
      • 1.5- to 3-fold if a woman has a first-degree relative (mother or sister) with breast cancer
    • A personal history of breast cancer:
      • Is a significant risk factor for the development of cancer in the contralateral breast:
        • With an estimated risk of approximately 0.4% to 1% per year of follow-up (depending on the source)
  • Genetic Predisposition:
    • Hereditary breast cancer secondary to genetic mutations:
      • Accounts for 5% to 10% of all breast cancer
    • Several mutations have been identified to have an increased association with breast cancer risk:
      • Although to varying degrees:
        • These include BRCA1, BRCA2, PALB2, CHEK2, p53 (Li–Fraumeni syndrome), PTEN (Cowden disease), ATM, CDH1, STK11 (Peutz–Jeghers syndrome), and Lynch syndrome
    • Expanded panel genetic testing:
      • Is becoming increasingly common although the penetrance of these mutations and relative risk of breast cancer may vary:
      • Testing of an affected family member:
        • Is recommended to identify and direct testing for a specific genetic loci mutation in unaffected family members
    • Genetic testing:
      • Should be preceded by genetic counseling
    • The most widely studied and known mutations are in the BRCA1 and 2 genes:
      • BRCA1 mutations:
        • Have an estimated lifetime risk of breast cancer of 57% to 65%
        • Have an estimated lifetime risk of ovarian of 10% to 40%
        • They have an increase risk if fallopian tube, peritoneal, pancreatic cancers, and melanoma
      • BRCA2 mutation carriers:
        • Have an estimated breast cancer lifetime risk of 45% to 55%
        • Have an estimated lifetime risk of ovarian of 10% to 20%
        • They and an increase risk of pancreatic, prostate, and higher association with male breast cancers (lifetime risk approximately 5% to 10%) in addition to Fanconi anemia, a syndrome that is associated with childhood solid tumors and development of acute myeloid leukemia
      • BRCA1 and 2 mutation carriers are encouraged to undergo high-risk screening:
        • With annual mammogram alternating with breast MRI or prophylactic mastectomy for risk-reduction
  • Proliferative Breast Disease:
    • Nonproliferative breast diseases:
      • Such as adenosis, fibroadenomas, apocrine changes, duct ectasia, and mild hyperplasia:
        • Are not associated with an increased risk of breast cancer
    • Proliferative breast diseases:
      • Are associated with and increase breast cancer risk to various degrees (RR is 1.5 to 2)
        • Moderate or florid hyperplasia without atypia, papilloma, and sclerosing adenosis carry a slightly increased risk of breast cancer:
          • 1.5 to 2 times that of the general population
        • Atypical ductal hyperplasia (ADH) or atypical lobular hyperplasia (ALH):
          • Is associated with a four- to fivefold increased risk of developing breast cancer in either breast
        • Lobular carcinoma in situ (LCIS):
          • Is associated with up to an 8- to 10-fold risk of breast cancer
    • Risk factor modification with chemoprevention in the setting of high-risk lesions:
      • Is highly effective as evidenced by the findings of the NSABP P2 trial:
        • This study found chemoprevention with tamoxifen or raloxifene was associated with a significant decrease in the incidence of invasive and noninvasive breast cancer in the setting of ADH and LCIS:
          • Therefore, consideration of chemoprevention and risk assessment strategies for patients with high-risk lesions should be strongly encouraged
  • Radiation Exposure:
    • Therapeutic radiation exposure to treat disease:
      • Can be a significant cause of radiation-induced carcinogenesis
    • The highest associated risk is seen with higher doses of radiation and radiation treatment given at a young age:
      • Particularly before age 30:
        • Relative risk is 5.2
      • This has been observed in women receiving mantle irradiation for treatment of Hodgkin disease:
        • Given the elevated lifetime risk of breast cancer in this population:
          • High-risk screening with annual mammography and breast MRI is recommended
  • Endogenous Hormone Exposure:
    • The hormonal milieu at different times in a woman’s life may affect her risk of breast cancer:
      • The total duration of exposure to endogenous estrogen:
        • Is an important factor in breast cancer risk
    • Increased risk has been associated with:
      • Early age at menarche
      • Early establishment of regular ovulatory cycles
      • Nulliparity
      • Advanced age at first childbirth
      • Late menopause
    • Interestingly, women who have their first child between ages 30 and 34:
      • Have the same risk as nulliparous women:
        • Whereas women older than 35 years have a greater risk than nulliparous women
    • Obesity can also contribute to endogenous estrogen exposure:
      • Given higher rates of conversion of androgenic precursors through peripheral aromatization in adipose tissue
    • Lifestyle modification:
      • With healthy diet and regular physical activity is beneficial
  • Exogenous Hormone Exposure:
    • Exogenous hormone replacement therapy is a known risk factor for breast cancer:
      • The Women’s Health Initiative, a large-scale prospective study, was abruptly halted in 2002:
        • After interim analysis indicated hormonal replacement therapy (HRT) was associated with:
          • A 26% increase in the risk of breast cancer over a 5-year period
          • As well as an increased risk of stroke and coronary artery disease
      • HRT was found to be associated with increased bone density and fewer menopausal symptoms:
        • Which makes the ongoing use of HRT attractive to many woma
    • A meta-analysis from the Mayo Clinic by Benkhadra et al:
    • Looked at 43 randomized controlled trials and found no association between the use of HRT and cardiac death or stroke
    • Estrogen plus progesterone use:
      • Was associated with a likely increase in breast cancer mortality (relative risk [RR] 1.96 [95% confidence interval (CI) 0.98–3.94])
    • The use of estrogen alone:
      • Did not increase this risk
    • In women who started HRT at less than 60 years of age:
      • There was a reduction in all-cause mortality including cardiovascular and cancer deaths:
        • Overall, the current evidence suggests that HRT does not affect the risk of death from all causes, cardiac death, and death from stroke or cancer
      • Therefore, treating physicians should thoroughly discuss the risks and benefits of this therapy with their patients

INSEMA Trial In Breast Cancer

  • The INSEMA trial:
    • Citation:
      • Reimer T, et al. New England Journal of Medicine, 2024/2025 (INSEMA Investigators).
  • According to a study published in The New England Journal of Medicine:
    • In this trial involving patients with clinically node-negative, T1 or T2 invasive breast cancer (90% with clinical T1 cancer and 79% with pathological T1 cancer):
      • Omission of surgical axillary staging was noninferior to sentinel-lymph-node biopsy:
        • After a median follow-up of 6 years
  • The trial also demonstrated that omission of SLNB resulted in:
    • Lower rates of lymphedema
    • Better arm mobility
    • Less pain with arm or shoulder movement compared to SLNB:
      • As confirmed by both clinical and patient-reported outcomes
  • However, a slightly higher – but still low – rate of axillary recurrence was observed in the omission group:
    • 1.0% vs. 0.3%:
      • With no impact on overall survival
  • These findings support the safety of omitting SLNB in carefully selected patients with early-stage, clinically node-negative breast cancer:
    • Particularly those with favorable tumor biology:
      • When the absence of nodal status will not alter adjuvant therapy decisions
  • The INSEMA trial (Intergroup‑Sentinel‑Mamma, often abbreviated “INSEMA”):
    • A large European randomized study (5,500+ patients):
      • Evaluating whether sentinel lymph node biopsy (SLNB) can be safely omitted in selected patients with early-stage breast cancer
  • Background and Design:
    • Population: 
      • Clinically node-negative invasive breast cancer (cT1 to cT2, ≤ 5 cm), mostly hormone receptor–positive, HER2-negative tumors
      • Patients candidates for breast‑conserving surgery and whole‑breast radiation
      • All had negative axilla by clinical exam:
        • Most centers used axillary ultrasound (AUS) as standard triage
    • Trial Type:
      • Prospective, randomized non‑inferiority study:
        • Germany and Austria; 2015 to 2019
      • Randomized in a 4 : 1 ratio:
        • ~ 962 patients omitted SLNB versus ~ 3,896 who underwent standard SLNB
      • Primary Endpoint:
        • 5‑year invasive disease–free survival (iDFS):
          • With non‑inferiority margin HR ≤ 1.271 and lower bound ≥ 85% iDFS
  • Key Results (Median Follow‑up ≈ 73.6 months ≈ 6 years):
    • Invasive Disease‑Free Survival (iDFS):
      • No‑SLNB group:
        • 5‑year iDFS ≈ 91.9% (95% CI: 89.9–93.5)
      • SLNB group:
        • 91.7% (95% CI: 90.8–92.6)
      • Hazard Ratio:
        • 0.91 (95% CI: 0.73–1.14), within non‑inferiority margin
    • Overall Survival (OS):
      • No‑SLNB group:
        • 98.2% (95% CI: 97.1–98.9)
      • SLNB group:
        • 96.9% (95% CI: 96.3–97.5) 
    • Axillary Recurrence:
      • Slightly higher in no‑SLNB group:
        • ≈ 1.0% vs. ≈ 0.3%:
          • But still very low clinically 
  • Secondary Outcomes:
    • Quality of Life and Morbidity:
      • Lower rates of lymphedema, better arm mobility, and less pain with arm / shoulder movement in the no‑SLNB group
    • Patient‑reported outcomes consistently favored omission:
      • Better arm symptom scores (BRAS) and overall quality of life scales (EORTC) 
  • Clinical Implications:
    • Omitting SLNB appears safe and non‑inferior for iDFS and OS:
      • In carefully selected cN0 patients undergoing breast‑conserving therapy
    • Best suited for:
      • ≥ 50‑year‑old patients with low-risk tumors:
        • ≤ 2 cm, grade 1 to grade 2, HR-positive, HER2-negative
    • Underrepresented groups (younger, grade 3, HER2‑positive or larger tumors):
      • Were under‑powered for definitive recommendations
  • Trial required whole‑breast radiation:
    • No partial‑breast or omission of radiation was allowed, limiting generalizability
  • Although non‑SLNB led to slightly higher axillary recurrence (1% vs 0.3%):
    • The absolute rates remained extremely low (< 1%), with meaningful improvements in arm morbidity and quality of life
  • Limitations and Cautions:
    • Under‑powered subgroups:
      • T2 tumors, younger patients, grade 3, or HER2+ disease:
        • Had low representation and thus results may not apply
    • No SLNB omission in the context of mastectomy, neoadjuvant therapy, or partial breast radiation:
      • These settings were excluded
    • Patient selection remains critical:
      • Omitting nodal staging may impact systemic therapy decisions:
        • Chemotherapy, genomic testing
  • The INSEMA trial:
    • Demonstrates that in clinically node-negative women with early-stage, low-risk invasive breast cancer:
      • Who are undergoing breast-conserving therapy with whole breast radiation:
        • Omitting sentinel lymph node biopsy is non‑inferior for disease‑free and overall survival:
          • While significantly reducing lymphedema risk and improving arm function and patient quality of life
    • This de‑escalation strategy is particularly appropriate for:
      • Patients over age 50 with:
        • T1, grade 1 to grade 2, hormone receptor‑positive / HER2‑negative tumors
      • However, broader application to younger patients, higher‑risk tumors, or non‑lumpectomy contexts should be approached with caution and discussed in a multidisciplinary setting
  • References:
    • Axillary Surgery in Breast Cancer — Primary Results of the INSEMA Trial. Reimer T, Stachs A, Veselinovic K, et al. The New England Journal of Medicine. 2025;392(11):1051-1064. doi:10.1056/NEJMoa2412063.
    • Sentinel Lymph Node Biopsy Omission in Early-Stage Breast Cancer: Current Evidence and Clinical Practice. Huang T, Wang W, Sun X. Frontiers in Oncology. 2025;15:1598730. doi:10.3389/fonc.2025.1598730.
    • Patient-Reported Outcomes for the Intergroup Sentinel Mamma Study (INSEMA): A Randomised Trial With Persistent Impact of Axillary Surgery on Arm and Breast Symptoms in Patients With Early Breast Cancer. Reimer T, Stachs A, Veselinovic K, et al. EClinicalMedicine. 2023;55:101756. doi:10.1016/j.eclinm.2022.101756.
    • Axillary Surgery in Breast Cancer — Primary Results of the INSEMA Trial. Reimer T, Stachs A, Veselinovic K, et al. The New England Journal of Medicine. 2024;. doi:10.1056/NEJMoa2412063.