Board-Review–Style Questions on Axillary Staging in Breast Cancer

  • When to perform sentinel lymph node mapping and biopsy?
    • cT1N0, 65 y, HR+/HER2–, tumor 1.5 cm, negative axillary US, breast-conserving surgery (BCS). SLNB or omit?
      • Omission of SLNB is reasonable per ASCO 2025 criteria:
        • Low-risk, ≥ 50 years, HR+ / HER2-, ≤ 2 cm, negative pre-op axillary imaging, BCS:
          • After shared decision-making
    • Same patient as #1 but undergoing mastectomy. SLNB?
      • Perform SLNB:
      • Even if cN0, mastectomy removes future SLNB opportunity:
        • Most guidelines advises SLNB at mastectomy in case invasive disease or nodal information will alter RT /systemic therapy
    • Define the standard indications for SLNB in invasive cT1 to T2, cN0 disease:
      • SLNB is standard for staging in clinically node-negative invasive cancers:
        • Exceptions include specific low-risk cohorts where omission is now endorsed
        • Omission is reasonable per ASCO 2025 criteria:
          • Low-risk, ≥ 50 y, HR+/HER2–, ≤ 2 cm, negative pre-op axillary imaging, BCS, after shared decision-making
    • Pure DCIS having lumpectomy – do you stage the axilla?
      • No:
        • Pure DCIS treated with BCS does not need SLNB
    • DCIS requiring mastectomy – do you add SLNB?
      • Yes:
        • Perform SLNB at mastectomy because later mapping is unreliable and occult invasion risk exists
    • Role of pre-op axillary ultrasound (US) before SLNB?
      • US triages patients:
        • If suspicious nodes, biopsy to confirm cN+:
          • If negative and tumor low-risk, supports SLNB omission in ASCO-defined cohorts
    • SOUND trial bottom line for small tumors with negative axillary US:
      • In cT1 ≤ 2 cm, cN0 with negative US, no axillary surgery was non-inferior to SLNB for 5-year distant DFS
    • INSEMA trial bottom line (NEJM 2025):
      • Among cT1 to cT2, cN0 undergoing BCS, omitting axillary surgery was non-inferior to SLNB for invasive DFS, with less morbidity
    • Does NCCN acknowledge de-escalation of axillary surgery in select early-stage cases?
      • Yes – NCCN endorses risk-adapted axillary management; details in current NCCN Breast Cancer Guideline
    • Key counseling points when considering SLNB omission
      • Ensure negative axillary imaging, small HR+ / HER2-tumor, BCS with adjuvant therapy, and that nodal information won’t change systemic / RT plans; use shared decision-making
  • Omission of SLNB in Early Breast Cancer – ASCO 2025 / SOUND / INSEMA Trials;
    • ASCO 2025 Guideline Update (“Sentinel Lymph Node Biopsy in Early-Stage Breast Cancer”) provides formal recommendations to omit routine SLNB in select patients:
      • The criteria include:
        • Age ≥ 50 and postmenopausal status 
        • HR positive
        • HER2 negative
        • Tumor grade 1 to 2
        • ≤ 2 cm size 
        • Clinically node negative (by exam)
        • Negative on preoperative axillary ultrasound (or a suspicious node that is benign on biopsy) 
        • Undergoing breast-conserving therapy with whole-breast irradiation (WBRT) ideally (for patients < 65; for older patients there is more flexibility) 
    • Trials supporting this omission:
      • SOUND trial – randomized patients with T1 (≤ 2 cm), cN0 breast cancer and negative axillary ultrasound to SLNB vs no axillary surgery:
        • At 5 years, distant disease-free survival was similar in both arms
      • INSEMA trial – included clinically node-negative invasive breast cancer ≤ 5 cm undergoing BCS:
        • This trial found omission of axillary surgery was non-inferior to SLNB in terms of invasive disease-free survival
    • Morbidity / Quality of life data:
      • In the INSEMA trial, omitting SLNB led to lower rates of persistent lymphedema:
        • ~ 1.8% in omission vs 5.7% in SLNB group
        • Other arm morbidity measures like restricted shoulder / arm movement and pain were significantly less in the omission group
        • These differences are clinically significant, especially considering the trade-off between morbidity and marginal gain in prognostic information in low-risk patients
    • Risks / caveats:
      • Even in SOUND and INSEMA trials, almost all patients still got radiotherapy (WBRT) which likely contributed to controlling any microscopic nodal disease
      • The longer follow-up is needed to ensure late recurrences in HR+ disease are not missed:
        • ASCO guidelines recognize that. 
  • Positive sentinel nodes: who still needs ALND?
    • Z0011 scenario:
      • BCS + whole-breast RT, 1 to 2 positive SLNs (no gross ECE). ALND needed?
        • No. Omit ALND – no OS / DFS detriment at 10 years
    • IBCSG 23-01:
      • Micromets (≤ 2 mm) in SLN – ALND?
        • No:
          • Omit ALND; 10-year outcomes show safety
    • AMAROS take-home when SLN positive (mostly macromets):
      • Axillary RT provides comparable regional control to ALND with less lymphedema – a de-escalation option
    • Does Z0011 apply to mastectomy?
      • No:
        • Z0011 included lumpectomy + whole-breast RT only
        • If mastectomy and SLN+, decisions differ:
          • ALND or nodal radiation often considered
    • > 2 positive SLNs at upfront surgery – what’s recommended?
      • ALND or nodal RT (RNI) typically indicated
        • Z0011 criteria not met
    • Gross extranodal extension (ENE) in SLN on pathology – management?
      • Generally ALND (or comprehensive RNI) considered:
        • Most de-escalation trials excluded gross ENE
    • Under-coverage RT plans (no low-axilla tangents) but 1 to 2 SLN+ after BCS – omit ALND
      • Be cautious:
        • Z0011 assumed tangential fields. If axilla not covered, many favor ALND or add nodal RT
    • Inflammatory breast cancer – axillary staging approach?
      • ALND indicated:
        • SLNB is unreliable
    • cT3 / cT4 tumors but cN0, BCS planned – Z0011 applicable?
      • Z0011 enrolled T1 to T2:
        • Extrapolation to T3 / T4 is not evidence-based – individualize, often favor completion treatment
    • Do isolated tumor cells (ITCs) in SLN mandate ALND?
      • No; ITCs (pN0[i+]) do not require ALND
  • ACOSOG Z0011 – ALND vs No ALND when SLNs positive
    • Population and design:
      • Women with clinical T1 or T2 invasive breast cancer, no palpable axillary adenopathy, 1 to 2 sentinel lymph nodes positive by hematoxylin and eosin stain
      • All underwent lumpectomy + WBRT + adjuvant systemic therapy
      • Median follow-up ~ 9.3 years
  • Hazard Ratios / Noninferiority:
    • The study had a prespecified noninferiority margin of HR = 1.3 for OS:
      • The observed HR was 0.85 (SLND alone vs ALND) for OS; P = .02 for noninferiority
    • DFS had HR 0.85 (95% CI 0.62-1.17), i.e. no statistically significant difference
  • Applicability limits (i.e. external validity constraints):
    • Excluded patients with > 2 positive SLNs, gross extranodal extension, patients undergoing mastectomy without RT, or those not getting WBRT tangents as per protocol:
      • So results apply only to those meeting Z0011 criteria
  • Additional / Supporting Data and Real-World Observations:
    • Risk of lymphedema:
      • ALND is associated with significantly higher rates of lymphedema, shoulder mobility limitations, and arm pain than SLNB alone
      • Studies show that lymphedema incidence after SLNB is much lower (e.g., single digits) compared to ALND (where rates may be 20% to 30+% depending on patient, RT, etc.)
      • The SOUND / INSEMA omission studies show ~ 5% to 6% lymphedema in SLNB arm vs ~1% to 2% when SLNB omitted
      • Ultrasound negative imaging correlate:
        • In ASCO guideline and supporting articles, it’s noted that when axillary US is negative preoperatively in low-risk patients, ~85% of the time the SLNB is also negative
        • So negative US is a strong predictor and helps avoid unnecessary SLNB in selected patients.
      • Long-term axillary recurrence rates:
        From Z0011:
        • Regional recurrence was < 1% over the 10 years in SLNB alone group
      • Real-world data (e.g. from NSABP, other cohorts) confirm similar low regional recurrence in patients meeting Z0011 criteria with SLNB alone
  • Putting It All Together: Key Data-Driven Pearls:
    • For a patient meeting Z0011 criteria (T1 to T2, cN0, 1 to 2 SLNs positive, lumpectomy + WBRT + systemic therapy):
      • Omitting ALND results in noninferior OS and DFS at 10 years, with very low regional recurrence (< 1%)
    • In the ASCO 2025 SLNB omission group (SOUND, INSEMA), for low-risk patients (≤2 cm, HR+/HER2-, grade 1-2, ≥ 50 y, negative US):
      • Omission of SLNB is noninferior in invasive disease–free or distant disease-free survival at 5 years
      • Also, nodal positivity on SLNB in these patients is relatively uncommon
      • The trade-off:
        • Small absolute increase in risk of occult nodal disease vs measurable reduction of morbidity (lymphedema, pain, mobility)
        • For many patients, quality of life gains are meaningful

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