Elective Management of Clinically N0 Neck

  • The basis and need for elective nodal treatment in head and neck cancer:
    • Have been based largely on surgical series evaluating pathologic nodal involvement found on elective neck dissection in patients with clinically negative necks
  • In a consecutive series of 1,081 head and neck cancer patients undergoing radical neck dissection:
    • The incidence of pathologic node involvement:
      • Was 33% among those undergoing elective neck surgery
    • The pathologic findings identified the nodal stations at risk by tumor site:
      • To establish the rationale for selective neck dissection (SND) as the elective surgical procedure
  • Several reports have summarized the risk for metastases and nodal stations at risk
  • Some general observations from such data can be made:
    • Regarding larynx cancers:
      • Candela reported the Memorial Sloan Kettering Cancer Center (MSKCC) experience in determining the patterns of cervical nodal metastases in 247 larynx cancer patients undergoing radical neck dissections:
        • Seventy-eight underwent elective radical neck dissection whereas 118 underwent immediate radical dissection for clinically node-positive disease
        • The majority of patients (n = 189) were supraglottic larynx and 58 were glottic
        • Pathologic nodal involvement:
          • Was found in 37% undergoing elective neck dissection
        • It is noted that cervical nodes spread in a similar fashion whether the patients are clinically node negative or positive:
          • With predominant involvement of:
            • Level II and III jugular nodes
        • In clinically node-negative patients:
          • The incidence of involvement of level I and V:
            • Is less than 5% with less than 10% involvement of level IV
        • In node-positive patients:
          • The incidence of level IV node increases from 15% to 31% with greater involvement of levels II and III
        • In clinically node-positive patients:
          • Very rarely did patients present with isolated level I nodal metastases without involvement of the jugular nodes
  • Shah and Candela reported that among oropharynx or hypopharynx cancers:
    • Treated with elective radical neck dissection:
      • Occult metastases are found in 26%
    • Level I and V were involved in only 1.4%:
      • Always in association with nodal disease at level II to IV
    • No skip metastases were reported
    • Among oropharynx patients:
      • Levels II to IV were predominantly involved
    • Among hypopharynx lesions:
      • The primary levels involved were levels II and III
    • In patients clinically node positive undergoing therapeutic neck dissection:
      • The incidence of level I and V involvement increased to about 10% to 15%:
        • However, levels II to IV were predominantly involved
      • Level V involvement:
        • Only occurred in association with nodal involvement at levels II to IV
      • Whereas the incidence isolated level I involvement without levels II to IV involvement (“skip metastasis”):
        • Occurred in 0.4%:
          • Thus, based on these studies, elective treatment of the neck in oropharynx or hypopharynx can be directed at levels II to IV
  • Among oral cavity patients:
    • The incidence of nodal disease was 34% on elective evaluation
    • The majority of metastatic nodes involved:
      • Levels I to III:
        • With only 1.5% incidence of skip metastasis to level IV
    • Level V involvement:
      • Is found in only 0.5% with occult disease simultaneously involving other levels
    • Among those undergoing therapeutic neck dissections:
      • The incidence of level IV involvement increased to 20%
      • Level V was 4% always restricted to lower gum or floor of mouth primary sites
  • The need for elective treatment not only relates to the estimated probability of nodal involvement and usually is implemented when the risk is 20% or greater but also relates to the morbidity of such treatment as well as the adequacy of coverage

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